SEC update and hot topics
This session includes a structure and leadership update, current key priorities, comment letter trends, and current OCA initiatives and focus areas. Speakers include Conseulo Hitchcock and Mark Miskinis of Deloitte and Gregory Wright of Comcast. Moderated by Tammy Whitehouse.
THIS IS MEMBERS-ONLY CONTENT
You are not logged in and do not have access to members-only content.
If you are already a registered user or a member, SIGN IN now.
Related articles
-
News BriefSEC drops Morgan Stanley cash sweep case: Sign of the times?
A decision by the Securities and Exchange Commission to close an investigation into the cash sweep program at Morgan Stanley may affect decision-making at other financial institutions under similar scrutiny.
-
PremiumDespite uncertainty, whistleblowers still have incentives to report misconduct
Whistleblowing in the United States is being buffered by uncertainty from regulators who are backing off policing corruption and consumer protections. Regulators like the Department of Justice and the Securities and Exchange Commission are being thrown into disarray by layoffs and restructuring. Still, whistleblowers will likely continue coming forward.
-
PremiumTrump family buys into crypto as regulators consider soft touch on the industry
Any doubts that the new administration will take a light touch to upcoming cryptocurrency regulation vanished with President Donald Trump’s launch of his own stablecoin and his family’s growing investments in crypto businesses.
Latest video
More from Video
-
VideoCompliance conversation with Preet Bharara
Former U.S. Attorney Preet Bharara shares anecdotes on compliance and internal communication during this series of excerpts from his keynote at Compliance Week’s 2019 annual conference in Washington D.C.
-
VideoCW2019 clip: Hui Chen keynote
Compliance and ethics pioneer Hui Chen comments on employee training overload in this excerpt from her keynote at Compliance Week’s 2019 annual conference in Washington D.C.
-
VideoCW2019 clip: Kristy Grant-Hart keynote
Compliance expert and best-selling author Kristy Grant-Hart lays out her process for decision making in the profession in this excerpt from her inspirational keynote at Compliance Week’s 2019 annual conference in Washington D.C.