All Compliance Week articles in Web Issue – Page 1198
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VideoEIC2020 Compliance Innovator of the Year: Alicia Schwarz
Walt Disney Company’s Alicia Schwarz shares her take on which compliance processes can be automated and more upon being named winner of the Compliance Innovator of the Year award at CW’s first-ever Excellence in Compliance Awards.
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PodcastPodcast: Tools for leading during a crisis—stretch goals
Performance coach and former rally car champion Penny Mallory reviews the pros and cons of setting ambitious goals as part of her emotional intelligence podcast series.
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VideoEIC2020 CCO of the Year: Duane Holloway
U.S. Steel’s Duane Holloway shares the best piece of advice he’s ever received and more upon being named winner of the CCO of the Year award at CW’s first-ever Excellence in Compliance Awards.
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ArticleAnalysis: Fraud in Germany propels new European AML plan
Financial crime expert Martin Woods reviews the “cum-ex” scandal and how a recent action plan from the European Banking Authority aims to help stop such schemes from burgeoning.
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ArticleMorningstar to pay $3.5M for conflicts of interest violations
Morningstar Credit Ratings has agreed to pay $3.5 million to settle SEC charges for violating a conflict of interest rule designed to separate credit ratings and analysis from sales and marketing efforts.
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ArticleLongtime holdout Ireland issues first GDPR fine
Child and family agency Tusla has become the first company to receive a fine from the Irish Data Protection Commission for violations of the General Data Protection Regulation.
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ArticleEthics and compliance tips for charting a path in uncharted times
A panel of experts speaking at Compliance Week’s 2020 Virtual Conference share helpful tips for chief ethics and compliance officers on how to lead successfully in a time of great uncertainty.
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ArticleKPMG audit partners settle test cheating allegations
The KPMG cheating scandal expanded this week as three former partners at the firm settled charges with the SEC regarding the improper sharing of answers for internal training exams.
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ResourceWhite paper: Future-Proofing Corporate Data Privacy: Budgeting and Solutions to Address Tomorrow’s Compliance Challenges
Over 500 corporate data privacy leaders were surveyed to understand the solutions, strategies and budgets companies have planned to address data privacy challenges in the coming year.
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ArticleMiniclip settles with FTC for falsely claiming participation in COPPA safe harbor program
Swiss-based digital game maker Miniclip has reached a settlement with the U.S. Federal Trade Commission for lying about its participation in a children’s privacy self-regulatory program.
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ArticleAdvice for CCOs: Pandemic ‘exceptions’ will be judged in ‘harsh light of hindsight’
The coronavirus pandemic is not a “Get Out of Jail Free” card. It is not an excuse machine—just one of the lessons explored during Compliance Week’s recent Virtual Conference.
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PodcastPodcast: Tools for leading during a crisis—adversity
Performance coach and former rally car champion Penny Mallory speaks to the benefits adversity can bring as part of her emotional intelligence podcast series.
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Article
New York Life names general counsel
New York Life Insurance Company announced it has appointed Natalie Lamarque as general counsel.
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ArticleWestpac announces more executive changes amid investigation
Amid a money-laundering investigation and faced with allegations of facilitating child exploitation in the Philippines and Southeast Asia, Westpac has appointed a new head of financial crime compliance.
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SponsoredLearn how to take control of your spreadsheet risk
Your spreadsheets are important. So are the compliance risks they carry. Learn how to take control of your spreadsheet risk.
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ArticleAnalysis: Opportunity knocking for coronavirus criminals
Financial crime expert Martin Woods explores how bad actors use crises like the coronavirus pandemic to exploit fear, perceived weaknesses, and obvious vulnerabilities and further their criminal enterprise.
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ArticleCAQ: Virtual work, ICFR among coronavirus audit issues
The Center for Audit Quality advisory board member firms met with CAQ Executive Director Julie Bell Lindsay to discuss concerns relating to the coronavirus pandemic.
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ArticleSix things CCOs need to know about ICO’s AI guidance
The U.K. Information Commissioner’s Office released guidance to help organizations explain how AI is used in decision making and how the technology uses personal data to form judgments.
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Article
Facebook pays $6.8M to settle Canadian privacy violations
Facebook will pay $6.8 million in fines and penalties to settle claims it shared private information regarding 24 million Canadian customers with third parties over six years, despite promising users it was not doing so.
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PodcastPodcast: Tools for leading during a crisis—high-performance teams
Performance coach and former rally car champion Penny Mallory explains the value of proper leadership to motivating a high-performance team as part of her emotional intelligence podcast series.