All Compliance Week articles in Web Issue – Page 1195
-
ArticleLesson from Westpac: If you can’t do the simple things correctly, watch out
If a bank or a firm cannot execute on the simple things, such as cash transaction reporting, there is little reason to be confident of compliance in other more complex and challenging areas.
-
PodcastPodcast: Tools for leading during a crisis—dysfunctions of a team
Performance coach and former rally car champion Penny Mallory shines light on a handful of individual risks to team performance as part of her emotional intelligence podcast series.
-
ArticleAt urging of compliance committee, Samsung head apologizes for bad behavior
Jay Lee admitted Samsung “has not strictly complied with laws and ethics” at a press conference organized by the company’s new compliance oversight committee.
-
ArticleEY audit of NMC Health under investigation
The U.K. Financial Reporting Council has opened an investigation into EY’s audit of the 2018 financial statements of NMC Health, which is currently under investigation for accounting fraud.
-
ArticleCyber-criminals have supply chains, too
All cyber-attacks leave a trail. These trails can be complex, of course, but the criminals cannot avoid them. Thus, they leave a supply chain of intelligence and data.
-
ArticleHow some companies are hedging supply chain risk during pandemic
As financial hardships caused by the coronavirus pandemic take their toll, some forward-thinking companies have made changes to the benefit of suppliers, serving as leaders for others in their industry.
-
ArticleAlexion nears $25M settlement with SEC in FCPA probe
Alexion Pharmaceuticals said in a regulatory filing that it is nearing a $25 million settlement with the Securities and Exchange Commission concerning an investigation into the company’s compliance with the Foreign Corrupt Practices Act spanning various countries.
-
ArticleJustice Department to recover more than $49M involving 1MDB
The Department of Justice reached a settlement to recover more than $49 million in assets associated with the international money laundering and bribery scheme involving Malaysia’s state development fund 1MDB.
-
ArticleCan a CCO be a DPO? Belgian data authority not so sure
A recent ruling out of Belgium throws water onto the idea that the head of audit, risk, or compliance at a company can also serve as data protection officer as required by the GDPR.
-
ArticleCoronavirus fallout: Four ways to manage fraud risk
The spread of the coronavirus has elevated the visibility of fraud for the general public and exposed to senior management in firms the seriousness of the consequences of underestimating the threat.
-
PodcastPodcast: Tools for leading during a crisis—stress
Performance coach and former rally car champion Penny Mallory examines two popular ways to cope with stress and offers tips to combat fatigue as part of her emotional intelligence podcast series.
-
ArticleHerbalife nears $123M FCPA resolution
Dietary supplement maker Herbalife said in a regulatory filing it has set aside a total of $123 million in accrued liability concerning SEC and DOJ investigations into alleged violations of the Foreign Corrupt Practices Act in China.
-
ArticleWorld Acceptance sets aside $22M to resolve SEC FCPA probe
World Acceptance Corporation announced it has recorded an aggregate accrual of $21.7 million to resolve an SEC investigation into alleged violations of the Foreign Corrupt Practices Act.
-
ArticleHouse committee seeks to claw back PPP loans, singles out five companies
A House committee is demanding that large public companies that accepted Paycheck Protection Program loans meant for small businesses return them immediately.
-
Article
Imara appoints general counsel
Biopharmaceutical firm Imara announced the appointment of Stephen Migausky as senior vice president, legal and general counsel.
-
Article
Cyient adds global general counsel
Cyient, a global engineering and technology solutions firm, announced the appointment of Felice Gray-Kemp to the newly created role of senior vice president and global general counsel.
-
Article
Chubb announces accounting succession
Insurance provider Chubb Limited announced Annmarie Hagan has been appointed vice president, Chubb Group and chief accounting officer. Hagan succeeds Paul Medini, who is retiring from the company after serving in the role since 2003.
-
Article
Robinhood appoints new legal chief
Popular investment app Robinhood announced Dan Gallagher will join the company as chief legal officer.
-
Article
Radisson appoints APAC general counsel
Radisson Hotel Group has appointed Nisha Menon as general counsel, Asia Pacific. She will be responsible for all legal matters and issues of corporate governance in Asia Pacific.
-
Article
Menlo Ventures welcomes general counsel
Silicon Valley venture capital firm Menlo Ventures announced the appointment of Deborah Carrillo as general counsel.