All Compliance Week articles in Web Issue – Page 27
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Blog
Home Run Financing promotes GC to COO
Home Run Financing announced that Ryan Griffin, who has served as its general counsel and chief compliance officer for over five years, has been appointed as their new chief operating officer.
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Blog
Watkin Jones appoints legal chief
Watkin Jones, a developer and manager of residential for rent, announced that the group has appointed Adam McGhin as its new chief legal officer and company secretary.
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Blog
Genus Capital Management appoints sustainability chief
Genus Capital Management announced the appointment of Stephanie Tsui as the firm’s new chief sustainability officer.
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News BriefVietnamese business pays $860K for violating U.S. sanctions on North Korea
A Vietnamese alcohol company has agreed to pay $860,000 to settle allegations by the Office of Foreign Assets Control that its business with North Korea involved U.S. financial institutions.
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PremiumKeys to a successful GenAI use policy: Clear roles, training, vendor management
For all the hype surrounding generative artificial intelligence, the technology has been met with a healthy skepticism in the compliance community. Compliance practitioners want to know: Is it safe? Can it be deployed ethically? Are the risks greater than the rewards? And what should an AI acceptable use policy contain?
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News BriefNYDFS expects banks, firms to cut risks posed by AI, according to new guidance
New York financial institutions are expected to address cybersecurity risks posed by artificial intelligence, and new guidance from the New York Department of Financial Services is aimed at helping firms do just that.
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PremiumRaytheon parent RTX settles false claims, defective pricing, Qatar FCPA violations for $950M
The other shoe finally dropped for Raytheon and parent company RTX, as two U.S. regulators announced nearly $1 billion in penalties to settle defective pricing in defense contracts, false claims related to inflated prices on government contracts, and bribes paid to government officials in Qatar that violated the FCPA.
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PremiumPace of innovation will make EU AI Act hard to enforce, experts say
Concerns about how robustly European member states may enforce the EU AI Act, which took effect on Aug. 1, are divided between if regulators will take a “light touch” approach or a sledgehammer for noncompliance. One thing’s for sure, the pace of AI innovation will make enforcement very difficult.
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PremiumFTC final ‘Click to Cancel’ Rule requires disclosure of material facts before enrollments
Tthe Federal Trade Commission, after years of public comments and changes, released a final “Click to Cancel” Rule, which requires a customer’s express consent before they can be charged and prohibits practices that make it difficult for a customer–whether a family or another business–to cancel.
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Blog
GCL appoints chief legal officer
Luxury goods logistics provider GCL announced the appointment of Caren Yeamans as chief legal officer.
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Blog
OKX appoints global risk chief
Global crypto exchange OKX announced the appointment of Yuri Mushkin as global chief risk officer.
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Blog
UnitedLex promotes GC to CEO
UnitedLex, a data and professional services company specializing in litigation, intellectual property, contracts, compliance, and legal operations, announced that the company’s general counsel Renee Meisel has been appointed chief executive officer.
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Blog
Fragrance Creators names GC
Fragrance Creators Association announced the appointment of Sarah Erickson André as its new vice president, government affairs & general counsel, effective Nov. 1.
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Blog
APA Corporation announces acting GC
APA Corporation, which owns consolidated subsidiaries that explore for and produce oil and natural gas, announced that David Bernal has been promoted to vice president legal and acting general counsel.
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Blog
The Brock Group announces GC
Multi-craft specialty services provider The Brock Group announced the appointment of Shenna Bradshaw as its general counsel.
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Blog
The Mutual Group appoints GC, CCO
TMG Insurance Services announced that Shannon Woods has joined as general counsel and chief compliance officer.
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Blog
Execo welcomes chief legal officer
Execo, a next-generation alternative legal services provider, announced the appointment of Eunice Tan as its chief legal officer.
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Blog
Genius Group names Tokinvest CCO to board
Genius Group Limited, an AI-powered education and acceleration group, announced that Tokinvest Chief Compliance Officer and Chief Financial Officer Ian Putter was appointed to its board.
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News BriefGovernment contractor fined $307K after third-party hack compromised personal data
It was a double whammy of cybersecurity no-nos for a federal contractor hit with a data breach: The personal data of Medicare beneficiaries contained in unencrypted screenshots were allegedly compromised when their third-party vendor’s server was hacked.
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EventPhoto gallery: Compliance Week Europe 2024
Compliance Week Europe, held Oct. 15-16 in Amsterdam in partnership with our sister organization the Internation Compliance Association, gathered more than 200 GRC professionals across industries. Check out some of the sights from the event.