All Compliance Week articles in Web Issue – Page 23
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Blog
The New Terminal One announces CLO
The New Terminal One at John F. Kennedy International Airport has announced Varlin Vissepó as chief legal officer.
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Blog
Packsize announces chief legal officer
Packsize announced it has appointed JD Ellis as the company’s chief legal officer.
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Blog
Power Sustainable promotes GC to COO
Power Sustainable announced the appointment of its General Counsel Delia Cristea as new chief operating officer.
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News BriefCFTC cites ‘unreasonably delayed reporting’ for unevenly split $4M whistleblower award
“Unreasonably delayed reporting” cost one of two claimants whom will unevenly split a $4 million whistleblower award from the Commodity Futures Trading Commission for providing information that led to a successful enforcement action.
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News BriefDOJ orders Paragon Systems, subsidiary to pay $54M over front company contracts scheme
Paragon Systems, a Virginia-based security contractor, and a subsidiary will pay nearly $54 million to resolve allegations that its corporate executives–including its compliance manager–conspired to win Department of Homeland Security contracts by creating fraudulent small business front companies.
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Blog
Cohen & Steers names General Mills GC to board
Global investment manager Cohen & Steers Board of Directors has appointed Karen Wilson Thissen, general counsel and secretary of General Mills, as a director of the company.
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Blog
Somerset Reinsurance appoints risk chief
Somerset Reinsurance announced the appointment of Riley LaTour as chief risk officer.
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Blog
AIG appoints chief risk officer
American International Group announced that Christopher Schaper has been appointed chief risk officer.
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Blog
ADM elects AT&T GC to board
Global agricultural supply chain manager and processor ADM’s board of directors announced that it has elected AT&T Senior Executive Vice President and General Counsel David McAtee II as its newest member.
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Blog
Allegion names general counsel
Global security products and solutions provider Allegion reappointed Jeff Braun as senior vice president, general counsel and corporate secretary.
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News BriefFCA slaps Metro Bank with $21M fine for inadequate AML monitoring
The U.K. Financial Conduct Authority has fined Metro Bank 16.6 million pounds (U.S. $21 million) for an alleged failure by its automated system to adequately monitor money laundering risks.
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News BriefSpanish telecomm Telefónica S.A. fined $85M over bribes to government officials in Venezuela
A subsidiary of Spanish telecommunications provider Telefónica S.A. will pay $85.2 million to settle a charge that it violated the Foreign Corrupt Practices Act when it paid bribes to Venezuelan officials to gain preferential access to a currency auction.
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News BriefSEC orders Invesco to pay $17.5M over misleading investors about ESG assets
Invesco Advisors agreed to pay $17.5 million to the Securities and Exchange Commission to settle allegations that the company misled investors about the extent of its assets that included environmental, social, and governance factors.
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News BriefNavy Federal Credit Union to pay $95M in fines, redress over ‘surprise’ overdraft fees
Navy Federal Credit Union will pay a $15 million fine and return $80 million in “surprise” overdraft fees to its members to resolve an enforcement action from the Consumer Financial Protection Bureau.
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News BriefU.K. sanctions 56 entities connected to Russia’s 'war machine'
The U.K. has issued 56 new sanctions against entities and individuals involved with Russia’s war effort, including several private mercenary groups operating in Africa that are connected to the Kremlin.
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News BriefFTC to monitor compliance at AI-enabled product review platform after misleading ratings
Artificial intelligence-enabled product review platform Sitejabber agreed to a 10-year compliance monitorship with the Federal Trade Commission following allegations that it inflated product ratings and misled the public.
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Blog
NetApp names diversity chief
NetApp, the intelligent data infrastructure company, announced the appointment of Pamela Hennard as the new chief diversity and inclusion officer.
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Blog
FREYR Battery names interim legal chief
FREYR Battery announced that Peter del Vecchio will be joining as interim chief legal officer.
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Blog
Discover adds interim legal chief, GC
Discover Financial Services added Kelly Welsh as the incoming interim chief legal officer, general counsel and head of corporate and public affairs.
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Blog
Browne Jacobson announces first GC
Law firm Browne Jacobson announced the appointment of Oliver Sweeney as its first general counsel.