All Compliance Week articles in Web Issue – Page 22
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Blog
Walker & Dunlop names GC, compliance chief
Commercial real estate finance and advisory services firm Walker & Dunlop announced that Dan Groman will be its executive vice president, general counsel, secretary and chief compliance officer.
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Blog
Bravo Property Trust announces GC
Bravo Property Trust, an affiliate of Bravo Capital and a leading privately held bridge and construction financing platform, announced the addition of Deborah Ginsberg as the chief operating officer and general counsel.
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Blog
Curtiss-Wright appoints new GC
Curtiss-Wright Corporation, which provides highly engineered products, solutions and services mainly to aerospace & defense markets, announced that George McDonald has been promoted to vice president, general counsel and corporate secretary.
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Blog
ASX announces interim risk chief
Australian Securities Exchange announced the appointment of Leanne McDougall as its interim chief risk officer.
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News BriefMetLife subsidiary fined $178K by OFAC for issuing premiums to Iran-controlled entities
A subsidiary of MetLife will pay more than $178,000 for violating U.S. sanctions on Iran when it provided insurance policies to entities in the United Arab Emirates owned or controlled by Iran.
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Webcast‘200+ tips in 3 months’: DOJ’s corporate whistleblower program so far
The Department of Justice received more than 200 whistleblower tips since it launched its long-awaited Corporate Whistleblower Awards (CWA) Pilot Program on Aug. 1, according to the program’s Acting Director Patrick Gushue in a Compliance Week exclusive.
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News BriefDrug company and CEO pay $47 million over alleged kickbacks and false claims
A pharmaceutical company and its chief executive have agreed to pay $47 million to settle allegations first brought by whistleblowers, that the company paid kickbacks and filed false claims, the Department of Justice said.
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PremiumHow compliance monitoring can create a stronger foundation for AI, emerging technologies
The era of artificial intelligence adoption is testing the old ways of doing compliance, underscoring the need for continuous monitoring. Compliance isn’t a one-and-done activity, but sometimes organizational incentives and goals fail to prioritize the importance of this.
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News BriefEuropean Commission accuses Meta of anticompetive practices, issues $841M fine
Meta, the parent company of Facebook, has been fined nearly 798 million euros (U.S. $841 million) by the European Commission to resolve the agency’s long-running investigation into alleged “abusive practices” by Facebook Marketplace.
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News BriefFinCEN alerts financial institutions to be wary of AI-enabled deepfakes
The U.S. Department of the Treasury’s Financial Crimes Enforcement Network issued an alert to financial institutions about their obligations to report deepfakes, warning artificial intelligence has given bad actors additional tools in their arsenal.
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PremiumEU Deforestation Directive delayed, experts advise compliance managers to not rest on laurels
If your business uses leather, rubber, wood, beef, palm oil, soy, or paper, then you may need to comply with the EU Deforestation Directive, a new rule intended to ensure that no goods traded in the EU contribute to global deforestation.
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WebcastCPE Webcast: Compliance considerations for archive selection
The archive a firm selects can make or break their compliance strategy yet selecting an archive that meets your firm’s needs can be daunting. It is nearly impossible to identify the differences between vendors at first glance.
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Blog
Kailera Therapeutics welcomes legal chief
Biopharmaceutical company Kailera Therapeutics announced the appointment of Scott Akamine as chief legal officer.
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Blog
Optio adds first group risk chief
Optio Group announced the appointment of Insi Davenport to the newly created executive role of group chief risk officer.
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Blog
Carleton University names GC
Carleton University announced that Richard Sinclair will take on the role of general counsel, effective Jan. 6.
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Blog
Mestag Therapeutics names GC
Biotech company Mestag Therapeutics announced that it has appointed Alison Hood as general counsel.
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Blog
I Squared Capital appoints GC
Investment manager I Squared Capital announced the appointment of Patricia Menéndez Cambó as its new general counsel.
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Blog
Vantage Drilling appoints GC, compliance chief
Vantage Drilling International announced that Sarah French has assumed the role of general counsel, chief compliance officer and corporate secretary.
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Blog
Truist names chief risk officer
Truist Financial Corporation announced that Brad Bender will be its new chief risk officer.