All Compliance Week articles in Web Issue – Page 44
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Lam Research names legal chief
Lam Research, a global supplier of innovative wafer fabrication equipment and services to the semiconductor industry, announced that Ava Harter has joined its executive leadership team as senior vice president and chief legal officer.
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AGBO announces chief legal officer
Media company AGBO announced that Lesley Freeman will join the company as chief legal officer.
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Ingevity names general counsel
Chemical manufacturing company Ingevity Corporation announced the appointment of Ryan Fisher as senior vice president, general counsel and secretary.
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Flix North America appoints general counsel
Flix North America announced the appointment of James Bristow as general counsel, effective Aug. 1.
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CPP Investments announces risk chief
Canada Pension Plan Investment announced that Priti Singh is appointed as senior managing director and chief risk officer.
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StarHub appoints general counsel
Communications, entertainment and digital services provider StarHub announced the appointment of Audra Balasingam as general counsel and company secretary.
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Brex announces chief compliance officer
Brex, an artificial intelligence-powered spend platform, announced that Sibongile Ngako has joined the company as chief compliance officer.
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SUU names general counsel
Southern Utah University named Lucia Maloy as the institution’s new general counsel.
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PharmaEssentia appoints legal head
PharmaEssentia USA announced the appointment of Beth Krewson as head of legal.
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GuideOne Insurance names risk chief
GuideOne Insurance Company announced that Troy Spoonemore has been promoted to chief underwriting and risk officer.
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FalconPoint Partners names CFO, CCO
FalconPoint Partners announced the appointment of Vijay Maharaj as chief financial officer and chief compliance officer.
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ChromaDex appoints general counsel
Dietary supplement and food ingredient company ChromaDex announced the appointment of Carlos Lopez as senior vice president and general counsel.
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ARI announces general counsel
Travel retailer ARI announced the appointment of Laura Lee O’Driscoll as general counsel.
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GHD welcomes chief legal officer
Global professional services company GHD has named May Lin Chew as chief legal officer, effective Aug. 19.
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News BriefOSHA orders Maersk to pay $707K over suspending, firing whistleblower
Global shipping giant Maersk Line Limited agreed to pay more than $707,000 and reinstate a seaman who was terminated after he alerted a federal regulatory agency about alleged safety violations, the U.S. Department of Labor’s Occupational Safety and Health Administration said.
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PremiumTreasury official slams Florida ‘anti-woke’ law for ‘undermining’ BSA compliance
Brian Nelson, Treasury Department under secretary for terrorism and financial intelligence, warned in a letter that Florida’s “anti-woke” banking bill may “materially undermine” financial institutions’ compliance with federal AML/CFT laws and U.S. sanctions.
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News BriefSEC awards $37M to whistleblower who was retaliated against by supervisors
The Securities and Exchange Commission announced its second $37 million whistleblower award in as many weeks with four claimants vying for the payout, but only one reaping the benefits.
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News BriefState Street to pay $7.5M to settle Russia sanctions violations by subsidiary
State Street Bank & Trust Co. will pay a $7.5 million fine to settle allegations by the Treasury Department’s Office of Foreign Assets Control that a subsidiary violated sanctions against Russia.
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News BriefBanking regs issue guidance on risks posed by bank-fintech relationships
Three federal banking regulators issued guidance on the risks posed by the use of third-party financial technology firms to deliver bank deposit products and services to customers.
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News BriefRaytheon parent reserves $1.24B over improper payments, export control violations
RTX Corp., the parent company of Raytheon, disclosed in a public filing it has reserved $1.24 billion to resolve legacy legal matters with the Department of Justice, Securities and Exchange Commission, and Department of State.