All Compliance Week articles in Web Issue – Page 48
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News BriefEuropean Commission informs X it may be in breach of Digital Services Act
The European Commission informed X, formerly Twitter, that it may be the first company found to be in violation of the European Union’s Digital Services Act in areas “linked to dark patterns, advertising transparency, and data access for researchers.”
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ExpertConnect Litigation Support appoints GC
ExpertConnect Litigation Support announced that Jay Prabhu has been named managing director and general counsel.
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Seismic Therapeutic names general counsel
Seismic Therapeutic announced the appointment of Brendan St. Amant as general counsel.
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AST SpaceMobile announces legal chief as CFO
AST SpaceMobile announced the appointment of Andrew Johnson, who currently serves as chief legal officer, to the additional role of chief financial officer.
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Frontier Group Holdings names Newmont legal chief to board
Frontier Group Holdings announced the appointment of Nancy Lipson, former executive vice president and chief legal officer of Newmont Corporation, to its board of directors.
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Amherst appoints Santander risk chief as deputy investment chief
The Amherst Group, a real estate investment, development and operating platform specializing in residential assets, announced that Santander US Capital Markets’ chief risk officer Paul Nicholson has joined the firm as the deputy chief investment officer.
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ETS names chief legal officer
ETS, a global education and talent solutions organization, announced that Rick Sinkfield will join the company as chief legal officer.
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CenterCal Properties adds general counsel
CenterCal Properties announced the addition of John Kim as its general counsel.
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Coinme appoints legal, compliance chief
Coinme, a cryptocurrency cash exchange, announced the appointment of Robert Villaseñor as the company’s chief legal and compliance officer.
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C1 names chief risk officer
C1, a global technology solution provider, announced that Rui Goncalves has been promoted to chief legal officer.
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First Federal Bank of Kansas City announces risk chief
First Federal Bank of Kansas City announced that it has hired Jenny Michaels as its chief risk officer.
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Clear Street adds chief risk officer
Financial services firm Clear Street appointed Atul Pawar as chief risk officer.
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FirstBank announces chief risk officer
FirstBank announced the appointment of Jennifer Payne as chief risk officer.
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News BriefFinCEN updates red flags to watch for in thwarting West Bank settler violence
The Treasury Department’s Financial Crimes Enforcement Network updated an alert first issued in February warning financial institutions of Israeli extremists fomenting violence in the West Bank.
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News BriefFRC dings MacIntyre Hudson $156K over public interest entity violations
The U.K.’s Financial Reporting Council fined audit firm MacIntyre Hudson (MHA) and two employees for breaching the agency’s requirements.
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News BriefMarathon Oil inks $242M settlement with DOJ, EPA over N. Dakota air pollution
Marathon Oil Company agreed to pay $241.5 million and bring the company into compliance with federal emissions rules in the vicinity of North Dakota’s Fort Berthold Indian Reservation after years of violations, the Department of Justice said.
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News BriefDOJ latest agency to charge crypto platform BitMEX for BSA/AML failures
The parent company of crypto-trading platform BitMEX is again facing charges of violating the Bank Secrecy Act, the latest in a string of punishments against the company and its founders for failing to implement adequate know your customer and anti-money laundering programs.
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PremiumLessons from PwC’s failure to squelch dissent in the ranks with ‘silent layoffs’
It’s been a trying time for staff at firms with redundancies, affecting morale as layoffs mount amid an effort to silence dissent in the ranks for those departing.
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News BriefFINRA fines UBS unit $850K for failing to properly monitor customer transactions
UBS Financial Services, a subsidiary of the Swiss banking giant UBS, has been fined $850,000 for failing to properly monitor transactions between its broker-dealers and third parties.
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News BriefEx-Apple insider trading compliance head fined $1.1M for insider trading
A former Apple attorney who oversaw the company’s compliance with insider trading rules will pay a $1.1 million fine to settle insider trading charges levied by the Securities and Exchange Commission.