All Compliance Week articles in Web Issue – Page 47
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Blog
Harvard University appoints general counsel
Harvard University announce that Jennifer O’Connor will serve as its next vice president and general counsel, effective July 29.
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Blog
Flagship Pioneering announces general counsel
Bioplatform innovation company Flagship Pioneering announced that Dina Ciarimboli has been appointed as general counsel and executive partner.
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Roku adds general counsel
Technology company Roku announced that Louise Pentland will join the company as senior vice president and general counsel, effective July 23.
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Tufin names general counsel
Network and cloud security policy automation provider Tufin has named Christian Na as general counsel.
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Falcon’s Beyond promotes GC to legal chief
Entertainment company Falcon’s Beyond Global announced the promotion of Bruce Brown to chief legal officer and corporate secretary.
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Asbury Automotive Group appoints general counsel
Asbury Automotive Group announced the appointment of Dean Calloway as SVP, general counsel, and secretary.
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HF Sinclair Corporation appoints general counsel
Energy company HF Sinclair Corporation announced that Eric Nitcher has been appointed as executive vice president and general counsel of the company.
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PremiumOff-channel comms ‘hottest’ SEC mock exam topic, survey finds
Nearly three-quarters of compliance professionals at investment firms have made testing for off-channel and electronic communications surveillance a top priority in mock exams, according to a new poll, with more than half calling it the “hottest” topic of discussion.
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News BriefDOJ lauds Guardant Health’s cooperation in cancer test false claims case
California-based cancer testing company Guardant Health agreed to pay more than $945,000 to settle allegations levied by the Department of Justice of violating the False Claims Act and Stark Law.
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Blog
Mahindra Group announces sustainability chief
Mahindra Group announced the appointment of Ankit Todi as the new group chief sustainability officer.
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PremiumExperts: Further reforms needed beyond revamped London Stock Exchange rules
The U.K. Financial Conduct Authority is revamping the London Stock Exchange rules, but more changes may be needed to achieve growth and attract initial public offers, experts said.
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News BriefFTX reaches $4 billion settlement with CFTC in bankruptcy court lawsuit
FTX Trading and the Commodity Futures Trading Commission have agreed on a $4 billion settlement in bankruptcy court to settle the CFTC’s lawsuit against the failed crypto trading platform.
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Avalo Therapeutics announces legal chief
Avalo Therapeutics announced that Paul Varki has joined the company as its chief legal officer.
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Ascot Group announces group GC
Global specialty insurance company Ascot Group Limited announced that Michael Sevi has joined the firm as group general counsel.
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Comstock appoints general counsel
Comstock Holding Companies announced the appointment of Robert Demchak to the executive leadership team as general counsel and corporate secretary.
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Blog
Direct Line Group announces group risk chief
Insurance company Direct Line Group announced that Maz Bown is to be appointed as group chief risk officer.
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News BriefLithuanian DPA orders Vinted to pay $2.6M over GDPR violations
The data protection authority of Lithuania levied a fine of 2.4 million euros (U.S. $2.6 million) against Vinted UAB, an online clothing trading and exchange platform, for alleged violations of the European Union’s General Data Protection Regulation.
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News BriefEmployees accuse OpenAI of illegal NDAs blocking whistleblower rights
Anonymous employees of OpenAI accused the company of requiring employees to sign nondisclosure agreements (NDAs) that “prohibited and discouraged” them from reporting securities law violations to federal regulators.
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PremiumUpdated UFLPA enforcement strategy targets aluminum, PVC, seafood imports
U.S. Customs and Border Protection will make it a priority to check shipments of aluminum, polyvinyl chloride, and seafood from China and elsewhere in the region for links to forced labor, according to an updated Uyghur Forced Labor Prevention Act enforcement strategy.
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