All Compliance Week articles in Web Issue – Page 521
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Blog
Informatica launches data governance and compliance solution for GDPR
Informatica, an enterprise cloud data management provider, has announced the launch of Informatica Data Governance & Compliance for GDPR, the industry’s first governance solution designed specifically to support customers on their journey to GDPR compliance.
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Blog
Funding Circle names U.S. chief compliance officer
Funding Circle, a lending platform focused exclusively on small business, has appointed Richard Stephenson as U.S. chief compliance officer.
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Blog
Pitney Bowes names chief accounting officer
Pitney Bowes, a global technology company, announced that Steven Green, vice president, finance and chief accounting officer, is retiring, effective Aug. 4. Taking his place, Joseph Catapano has been named vice president, chief accounting officer.
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Blog
CFTC opens public review of swaps data reporting
The CFTC has announced it is seeking public comments as it embarks on a comprehensive review of swaps data reporting requirements.
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Blog
University of California names chief compliance officer
The University of California Board of Regents has appointed Alexander Bustamante as senior vice president and chief compliance and audit officer at UC’s Office of the President, effective Sept. 5.
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Blog
Samsung, DMX, and Pakistan's PM
In case you missed it this week: Samsung heir Lee Jae Yong decided against testifying, DMX is relevant again, a MS Word font outed a forgery by Pakistan’s prime minister, and more.
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Blog
SEC’s Clayton outlines his agenda as chairman
In his first public speech as chairman, Jay Clayton outlined his priorities for the SEC. Among the topics he will focus on, cyber-security, capital formation, and assessing the compliance costs of rulemaking.
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Blog
Report: STOCK Act ‘curtailed stock trading’ by Senators
“The STOCK Act has dramatically curtailed overall stock trading activity by U.S. senators,” says Public Citizen. Its new report cautions, however, that “many still trade in corporations they oversee in their official capacity.”
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Blog
President nominates first-ever regulatory watchdog for Fed
President Trump has nominated Randal Quarles, a former official at the Treasury Department, as a member of the Board of Governors, filling a long-vacant role as the Fed’s regulatory watchdog.
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Blog
House bill is latest effort to rewrite fiduciary rule
While the Department of Labor sputters along with efforts to rescind its fiduciary duty rule for brokers, House Republicans are taking matters into their own hands.
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Blog
Rao confirmed as Trump Administration’s ‘regulatory czar’
The Senate has confirmed Neomi Rao, a professor at the Antonin Scalia Law School at George Mason University, to a top position at the Office of Information and Regulatory Affairs.
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Blog
RBS reaches $5.5B settlement with FHFA
The Federal Housing Finance Agency, as conservator of Fannie Mae and Freddie Mac, today reached a $5.5 billion settlement with Royal Bank of Scotland Group alleging violations of federal and state securities laws in connection with private-label residential mortgage-backed securities trusts purchased by Fannie Mae and Freddie Mac.
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Blog
GOP turns to Congressional Review Act for killing arbitration rule
Within hours of the CFPB issuing a new rule banning the mandatory use of arbitration agreements, Republicans threatened to rescind it using the Congressional Review Act.
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Article
Best practices for cartel enforcement compliance
As Makan Delrahim seeks confirmation as the Justice Department’s new antitrust chief, cartel enforcement will be a point of interest for compliance professionals everywhere.
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Article
How do your risk oversight processes stack up?
A pair of recently published reports draw a straight line between strong enterprise-wide risk management and strategic execution.
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ArticleAdd tax to the growing list of revenue recognition crises
Just as tax is the last thing to happen in a financial statement close, it seems to be the last thing happening in preparing for the new revenue rules as well.
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Article
Hard Brexit, soft Brexit? U.K. can’t have its cake and eat it, too
The U.K. is trying different ways to see if it can have its cake and eat it too when it comes to asserting its independence while still enjoying perks of EU membership.
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Article
Transforming information gatherers into information analyzers
The case for automating simpler data-driven aspects of compliance makes itself, but don’t forget how automation can further empower human CCOs, too.
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Article
FCPA Pilot Program leads to two 2017 declinations
The FCPA Pilot Program declinations we have seen so far in 2017 both make substantial additions to the precedent for how to avoid prosecution under the FCPA.