All Compliance Week articles in Web Issue – Page 95
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Blog
LuxUrban Hotels promotes general counsel, CCO to corporate secretary
LuxUrban Hotels announced the promotion of Matthew Ulmann, its general counsel and chief compliance officer, to corporate secretary.
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LIC appoints new risk chief
Life Insurance Corp. of India announced the appointment of S Sunder Krishnan as chief risk officer.
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Trident United Way recruits Fetter Health CCO as chief impact officer
Social services organization Trident United Way announced the appointment of Fetter Health Network Chief Operations and Compliance Officer Natasha Chatman as its chief impact officer.
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NB Tech Acquisitions announces chief compliance officer
Newport Beach Tech Acquisitions announced Savanna Spieckerman was appointed chief compliance officer.
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News BriefMAS fines Credit Suisse $3M for failing to monitor Singapore managers
The Monetary Authority of Singapore imposed a 3.9 million Singapore dollars (U.S. $3 million) penalty on Credit Suisse for failing to detect misconduct by relationship managers at its Singapore branch.
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LCPtracker appoints chief legal officer
Prevailing wage and construction site compliance solutions provider LCPtracker announced the appointment of Mick Galvin as chief legal officer.
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Harpoon Therapeutics adds legal chief
Harpoon Therapeutics announced the appointment of James Bucher as chief legal officer.
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Olympus names global general counsel
Medical technology company Olympus announced the appointment of Neil Boyden Tanner as global general counsel.
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ATP appoints chief risk officer
Denmark-based pension processor ATP appointed Jacob Lester as its new chief risk officer.
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Vista Equity Partners promotes legal, compliance chiefs to senior managing director
Investment firm Vista Equity Partners announced the promotions of Chief Compliance Officer Gwen Reinke and Chief Legal Officer Alan Schwartz to senior managing director.
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News BriefReports: BNP Paribas involved in French money laundering probe
French authorities are investigating alleged “aggravated money laundering” contained in transfers between a BNP Paribas affiliate and a Cypriot brokerage firm that might have benefitted a Russian warlord, according to media reports.
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News BriefCMMC implementation plan takes shape in proposed rule
The Department of Defense released for comment a proposed rule setting guidelines for implementation of the Cybersecurity Maturity Model Certification program.
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News BriefNYDFS issues guidance for responding to climate-related risks
The New York State Department of Financial Services issued guidance to regulated banking and lending institutions on managing material financial and operational risks related to climate change.
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PremiumCompliance with CSRD, CS3D, national laws an EU balancing act
Companies could be in danger of failing to comply with a raft of social responsibility-minded legislation at the European Union and national level because they might mistakenly think duties on corporates overlap when they do not.
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Disney general counsel named chief legal officer
The Walt Disney Company announced Senior Executive Vice President, General Counsel and Chief Compliance Officer Horacio Gutierrez will be its senior executive vice president, chief legal and compliance officer.
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Bumble chief legal and compliance officer to resign
Online dating app Bumble announced its chief legal and compliance officer and secretary, Laura Franco, has decided to resign.
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Northern Data Group appoints group chief legal officer
German-based computing solutions provider Northern Data Group announced the appointment of Rudolf Haas as group chief legal officer.
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Chime adds chief compliance officer
Financial technology company Chime welcomed Shara Chang as chief compliance officer.
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Wood Group names Nabors CCO as group general counsel
Scotland-based consulting and engineering company John Wood Group announced Michael Rasmuson will join as group general counsel.
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News BriefLPL Financial fined $5.5M by FINRA over transaction supervision lapses
Independent broker-dealer LPL Financial agreed to pay more than $6 million as part of a settlement with the Financial Industry Regulatory Authority addressing alleged supervision failures regarding direct business transactions and the suitability of switch transactions.