All Compliance Week articles in Web Issue – Page 98
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News BriefNew European AML agency nearing adoption
A new agency to supervise high-risk financial institutions across the European Union regarding their anti-money laundering and countering the financing of terrorism activities gained provisional approval.
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PremiumTop ethics and compliance failures of 2023
A virtual currency exchange that sought to mislead regulators, banks failing after ignoring obvious risks, and a manufacturer that sold millions of its products in violation of U.S. export controls are among those that make up CW’s list of the biggest ethics and compliance fails of 2023.
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News BriefCredit Suisse units to pay $10M in SEC mutual fund services case
Three entities of Swiss bank Credit Suisse agreed to pay more than $10 million combined as part of a settlement with the Securities and Exchange Commission for allegedly providing prohibited underwriting and advising services to mutual funds.
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Blog
Mediavine promotes general counsel to chief legal officer
Ad management firm Mediavine announced the appointment of Jamie Lieberman as its first chief legal officer.
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Telecommunications Association of Michigan adds general counsel
The Telecommunications Association of Michigan announced the appointment of Michael Rampe as general counsel.
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Wates Group names sustainability head
U.K.-based construction company Wates Group announced the appointment of Cressida Curtis as group sustainability director.
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Point32Health names chief legal officer
Point32Health, the parent company of Harvard Pilgrim Health Care and Tufts Health Plan, announced the appointment of Susan Kee as chief legal officer.
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Grammarly welcomes general counsel
Software company Grammarly announced the appointment of Jennifer Miller as general counsel.
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Volvo Cars appoints general counsel, legal chief
Volvo Cars announced the appointment of Helen Hu as general counsel and chief legal officer.
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Marqeta announces new chief compliance officer
Card issuing platform Marqeta announced the appointment of Alan Carlisle as chief compliance officer.
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PremiumExperts: More privacy rules, enforcement expected in 2024
Businesses can prepare for a bumpy ride as the 2024 global landscape of data privacy and other related laws and regulations begins to take shape.
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News BriefCoinList to pay $1.2M to settle Crimea sanctions violations
Virtual currency exchange CoinList Markets agreed to pay more than $1.2 million to settle allegations from the Office of Foreign Assets Control that it violated U.S. sanctions by processing transactions for customers located in the Crimea region of Ukraine.
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News BriefDOJ sets expectations for SEC cyber incident disclosure delays
Companies won’t have an easy path toward earning additional time from the Department of Justice regarding the disclosure of a material cybersecurity incident to the Securities and Exchange Commission as required under a new rule.
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News BriefNew U.K. office eyeing 2024 to enforce trade sanctions
The U.K. government is set to establish a new agency to enforce trade sanctions and provide compliance guidance to businesses regarding the country’s sanctions regimes.
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PremiumFive compliance triumphs from 2023
A financial services giant’s compliance mea culpa that could serve to benefit the rest of the profession, a chemical company’s praised FCPA settlement, and an example of the value of whistleblowers highlight CW’s annual list of laudable ethics and compliance moments.
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Blog
Numat appoints general counsel
Metal-organic frameworks provider Numat Technologies announced the appointment of Chip Leen as executive vice president, industrials and general counsel.
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Former CCO rejoins Gallup as general counsel
Global analytics and advisory firm Gallup announced the return of William Kruse as general counsel.
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Ahold Delhaize appoints chief sustainability officer
Retail and wholesale holding company Ahold Delhaize announced Alex Holt was appointed chief sustainability officer and member of the executive committee.
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Macy’s recruits HanesBrands CCO as chief legal officer
Department store chain Macy’s announced Tracy Preston was named chief legal officer and corporate secretary.
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Kaival Brands appoints general counsel
Electronic cigarette distributor Kaival Brands Innovations Group announced it appointed James Dobbins as general counsel.