All Compliance Week articles in Web Issue – Page 99
-
Blog
Bristow Group adds Avaya general counsel to board
Helicopter services provider Bristow Group appointed Shefali Shah, the executive vice president, chief administrative officer and general counsel at Avaya Holdings Corp., to its board of directors.
-
Blog
Tellurian promotes chief compliance officer to president
Natural gas company Tellurian announced the promotion of General Counsel and Chief Compliance Officer Daniel Belhumeur to president.
-
News BriefUnilever facing U.K. probe into green claims
Consumer goods company Unilever will be scrutinized by the U.K. Competition and Markets Authority regarding its marketing of certain products as environmentally friendly.
-
News BriefNew OFAC sanctions target international Russia supporters
More than 150 new designations implemented by the Office of Foreign Assets Control continue U.S. efforts to crack down on entities and individuals supporting Russia from outside the country.
-
News BriefAI Act moves toward final approval
The European Union’s landmark legal framework to regulate artificial intelligence received political agreement, moving one step closer to official adoption.
-
PremiumThree areas for leveling up continuous compliance review and monitoring
Compliance professionals often do not think broadly enough about what can and should fall under the umbrella of monitoring and review that will positively impact their ethics and compliance programs. Mary Shirley offers suggestions for program elements to review.
-
WebcastWebcast: Application security and controls: Avoiding the resurgence of material weaknesses
We’ll discuss real-life examples of companies who have implemented technologies and techniques to monitor internal controls, increase control testing accuracy, boost security role precision, reduce the cost of compliance, improve ERP operational effectiveness, or recover from a material weakness.
-
News BriefFBI guidance: How to earn delay on SEC cyber incident disclosures
Businesses seeking additional time before disclosing to the Securities and Exchange Commission the occurrence of a material cybersecurity incident must be prepared to provide detailed information on the matter to the Federal Bureau of Investigation.
-
News BriefU.S. agencies issue ‘know your cargo’ transport compliance note
Five agencies of the U.S. government combined to issue best practices guidance for entities in the maritime and other transportation industries to help reduce risk of sanctions and export control violations and evasion efforts.
-
PremiumTackling off-channel communications? Don’t forget ephemeral messaging
As if creating policies and procedures to handle employee use of off-channel communications is not difficult enough, ephemeral messaging platforms can make it even more difficult to recover messages in transit.
-
News BriefOFAC: Nasdaq to pay $4M over ex-subsidiary’s Iran sanctions lapses
Nasdaq agreed to pay more than $4 million as part of a settlement with the Office of Foreign Assets Control addressing apparent Iran sanctions violations at the stock exchange operator’s former Armenian subsidiary.
-
PremiumEfficiency, consistency among goals of modernized TPRM program
Managing directors at KPMG share how firms are making strides in building robust third-party risk management programs for the future.
-
PremiumAI in 2024: More business use, more fraud risks
Use of generative artificial intelligence by businesses will ramp up in 2024, as will risk of AI-driven cyberattacks and fraud, according to experts.
-
News BriefOCC risk report homes in on AI challenges to banking
Artificial intelligence was highlighted as an emerging risk to the federal banking system as part of the Office of the Comptroller of the Currency’s latest semiannual risk perspective.
-
News BriefLafourche Medical Group to pay $480K in landmark HHS phishing action
Louisiana-based Lafourche Medical Group agreed to pay $480,000 as part of the first phishing attack-related settlement the Department of Health and Human Services’ Office for Civil Rights has reached under the Health Insurance Portability and Accountability Act.
-
News BriefFINTRAC fines CIBC $950K over AML lapses
The Canadian Imperial Bank of Commerce received the second penalty for alleged deficiencies regarding suspicious transaction reporting announced this week by Canada’s financial intelligence agency.
-
News BriefAtlantic Union Bank to pay $6.2M in CFPB overdraft case
Atlantic Union Bank agreed to pay $6.2 million as part of a settlement with the Consumer Financial Protection Bureau resolving allegations the bank illegally enrolled and misled customers in its checking account overdraft programs.
-
Blog
Great Gulf Group hires chief legal officer
Real estate company Great Gulf Group hired Corinne Pruzanski as chief legal officer.
-
Blog
Calliditas names group general counsel
Pharmaceutical company Calliditas Therapeutics appointed Brian Gorman as group general counsel.
-
Blog
Cardano appoints U.K. head of sustainability
Investment management and advisory business Cardano announced the appointment of Keith Guthrie as head of sustainability for the United Kingdom and NOW: Pensions.