Webcast details: August 19, 2025 – 2 p.m. ET 
CPE Credit(s): 1

Register for this webcast

Regulatory expectations are shifting fast—and compliance leaders are expected to keep pace. With new rules rolling out around anti-money laundering, privacy protections, and the rising use of AI, it’s no longer enough to wait and see. SEC leadership changes and evolving enforcement priorities are adding new layers of complexity and risk.

This webinar tackles the current legal landscape head-on, giving compliance officers a practical lens on the latest developments impacting your oversight responsibilities. You’ll get a grounded view of the direction regulators are taking, where enforcement is headed, and how your firm can stay prepared.

Whether you’re reviewing policies, building your response plans, or fielding exam questions, this discussion is designed to help you take proactive, informed steps forward.

Learning Objectives:

  • Interpret recent SEC rulemaking on AML, privacy, and AI-related activity
  • Anticipate how changes in SEC leadership may influence enforcement trends
  • Evaluate your current compliance approach against new regulatory expectations

Speakers:
Eddie Sempek, Director, Sales Development and Operations – Orion
Bryan Gort, Investment Regulation Attorney – Parker MacIntyre
Chris Payne, Chief Compliance Officer and Chief Operating Officer – Key Bridge Compliance

Founded in 1993, Orion provides innovative IT services and solutions to global industry leaders as well as millennial companies to help them achieve business transformation. With a consultative approach and solutions driven mindset, they reinvent your business processes with new and better ways of working. They do this by enabling the use of enterprise data, the cloud and digital technologies. With nearly 3,000 world class professionals and over 95 clients, Orion has a global presence with 20+ strategic centers of innovation that spans North America, Europe, and Asia.View full Profile

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