All Whistleblower articles – Page 4
-
Blog
$600,000 to Man in Whistleblower Retaliation Case
The SEC has awarded $600,000 to the first person ever at the center of a whistleblower retaliation case, giving him the maximum award possible for information he provided to the SEC in an investigation against a financial firm in Albany, N.Y. The firm itself was charged in 2014 with retaliating ...
-
Blog
OSHA Gives Whistleblowers More Time to Report Retaliation
The Occupational Safety and Health Administration has issued a final rule that clarifies its procedures for handling whistleblower retaliation complaints. It gives aggrieved employees an extra 90 days to file allegations and allows those complaints to be made orally, not just in writing.
-
Blog
EU Agencies Slow to Implement Whistleblowing Policies
Image: Title: O'ReillyDespite a year-old mandate to implement internal whistleblowing rules, only the European Commission and the Court of Auditors have followed through, according to EU Ombudsman Emily O’Reilly. O’Reilly said, “The public needs to know that the EU institutions welcome whistleblowing and protect whistleblowers against retaliation to make ...
-
Blog
$500,000 SEC Whistleblower Award to Corporate Officer
The SEC announced today that it issued a sizable whistleblower award to a former corporate officer. The SEC stated that while corporate officers and directors are typically not eligible under the Dodd-Frank whistleblower statute to receive awards, the statute carves out an exception if an officer reports information concerning misconduct ...
-
Blog
2014 Marked Record Year for SEC Whistleblower Program
Fiscal year 2014 marked a historic year for the Securities and Exchange Commission’s whistleblower program both in the number of tips it received and the number and dollar amount of whistleblower rewards the agency doled out, according to the SEC’s annual report to Congress. The SEC received 3,620 whistleblower tips ...
-
Blog
GAO Faults SEC for Internal Control Deficiencies
The message from the Government Accountability Office to the Securities and Exchange Commission: practice what you preach. A new, 176-page report from the government watchdog faults the agency for “a significant deficiency" in internal controls for its Investor Protection Fund.
-
-
-
- Previous Page
- Page1
- Page2
- Page3
- Page4
- Next Page