Compliance Week TV

In our first Compliance Week TV video we hear from Frank Diana, executive vice president of enherent Corporation, who discusses the challenges involved in information management.
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CPE Credits On Demand!

Subscribers can now earn FREE Continuing Professional Education (CPE) credits by watching Compliance Week Webcasts on critical topics related to corporate compliance and risk -- on demand, so at your convenience! For subscribers only.
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Compliance Week Podcasts …

This week’s podcast features Lucy Marcus, CEO of Marcus Venture Consulting, talking about shareholder and director activism, and how corporate executives can work with them more effectively. Hear the podcast now or …

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You can also follow Compliance Week Editor Matt Kelly on Twitter, for the latest regulatory observations and updates. More than 2,600 followers and ranked the most influential Twitter feed on compliance!

Compliance Week LinkedIn Group

Visit the Compliance Week has a companion group on LinkedIn, where members can network and discuss the compliance and governance news of the day among themselves. Open to all, free to join.

Webcasts of the Week

Defining and Executing Systematic, Risk-Based Third-Party Due Diligence for FCPA Compliance
Sponsored by The Steele Foundation

Help Wanted: Ad of the Week

Compliance Education & Communications Mgr.
Submitted by Oracle

Event of the Week

Corporate Governance Programs
Courtesy of Harvard Business School

Thought Leadership of the Week

Access Management: Efficiency, Confidence, Control
Courtesy of SAP

The Resource Exchange

Code of Conduct
Submitted by BP

Sample Risk Acceptance Request
Submitted by Circuit City

Featured Databases

Whistleblower Guidelines
Search Whistleblower Policies, Contract Options

Class-Action Filings
Download Text of Class-Action Complaints

GRC Illustrated Series

Improving GRC by Visualizing Your Data
The 24th Installment in This Exclusive Series
BETA VERSION    
Management Discussion & Analysis
In 2002, The SEC's Division of Corporation Finance published the results of a study which concluded that the Management's Discussion and Analysis sections of Fortune 500 companies' periodic reports typically included "boilerplate analyses that did not provide any insight into the companies' past performance or business prospects." Subsequent speeches by SEC Commissioner Cynthia Glassman, and related pressure from institutional investors, have urged companies to provide more forward-looking information to investors. To help Compliance Week subscribers understand how their peers are disclosing risks in their MD&A sections, we have provided the search below, which queries Item 7 of Forms 10-K, titled "Managements Discussion And Analysis Of Financial Condition And Results Of Operations":
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DISCLAIMER: This collection of documents, which searches the Management's Discussion and Analysis sections of periodic reports as filed with the SEC's EDGAR system, is not complete or definitive. The collection only includes a sampling of disclosures made since January 2004. Some entries may be missing or may have been incorrectly parsed, and the collection does not include disclosures that were incorporated by reference. Links to the original SEC filing are provided within the search results for verification. Contact us at info@complianceweek.com or call us at 888-519-9200 if you have any questions.