Articles | Compliance Week – Page 207
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ArticleNordic and Baltic regulators join to combat money laundering
Regulators in eight Nordic and Baltic countries are developing a joint effort to exchange information with regard to fighting money laundering.
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ArticleFSB continues push for Legal Entity Identifiers
The United States is among the laggards when it comes to international identifying codes for financial entities.
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ArticleCompanies prioritize director experience
New research from the Conference Board says that despite a desire for diverse skillsets, companies continue to value prior board experience in their director selection.
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Lloyd’s culture survey aims to change workplace
Specialist insurance market Lloyd’s has initiated a confidential survey to help detect and ultimately root out a legacy of drunken and misogynistic behavior at the company.
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ArticleTakeaways from Compliance Week 2019
The 14th annual Compliance Week conference is in the books, and with it more than 60 sessions filled with helpful anecdotes, shared best practices, career advice, and much, much more.
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Ireland investigates Google over GDPR
The Irish Data Protection Commission is investigating whether Google’s online Ad Exchange violated General Data Protection Regulation provisions.
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Faraday Grid appoints general counsel
Global energy technology company Faraday Grid appointed Nathan Fagre as general counsel.
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Gulfport Energy appoints general counsel
Gulfport Energy named Patrick Craine as general counsel and corporate secretary.
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EXL appoints chief compliance and ethics officer
IT service management company EXL appointed Sonila Pokharia as chief compliance and ethics officer.
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ArticleHappy birthday, GDPR: A look back at Year 1
As the EU’s General Data Protection Regulation celebrates its first “birthday,” an expert panel met at Compliance Week 2019 to share their experiences in prepping, implementing, and following up.
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PM May resigns: What next for Brexit?
U.K. Prime Minister Theresa May steps down on June 7, following numerous attempts to get Parliament to back her Brexit plan.
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ArticleU.K.’s Pensions Regulator getting serious about enforcement
Considered “feeble” no more, the United Kingdom’s Pensions Regulator is ramping up enforcement actions against individuals or organizations not in compliance with the law.
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ArticlePhotos: Compliance Week 2019
Inspiring keynotes, in-depth discussions, networking opportunities, Top Minds awards, and more highlight the sights from Compliance Week’s annual conference in Washington D.C.
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Deloitte, Relativity partner on e-communication monitoring
Deloitte announced the expansion of its partnership with Relativity to offer compliance and electronic communication monitoring application Relativity Trace.
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Skillsoft unveils new policy management tool
Corporate learning firm Skillsoft unveiled Skillsoft Certitude, a policy management, attestation, and assessment tool aimed at improving business processes and reducing risk.
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Alvarez & Marsal adds two managing directors
Global professional services firm Alvarez & Marsal (A&M) announced the addition of Managing Directors Dave Cappellina and Rich Fogarty to its Disputes and Investigation practice.
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Compliance.ai, 360factors partner on regulatory change management
Regulatory intelligence provider Compliance.ai and GRC solutions firm 360factors announced a partnership designed to deliver a complete regulatory change and compliance management solution for credit unions and banking industry clients.
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Agio enhances SEC cyber-security mock audit service
Agio, a cyber-security and managed IT services provider for financial services, announced enhancements to its SEC cyber-security mock audit service.
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GE shareholders still want new auditor, vote suggests
While the rancor appears to have softened a bit, General Electric shareholders are still signaling to the audit committee that they want a new auditor.
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ArticleKristy-Grant Hart: Six strategies to win more resources for compliance
Getting resources to fund and execute important compliance initiatives takes some carefully crafted strategy, said compliance expert Kristy Grant-Hart during an inspirational keynote at Compliance Week’s annual conference.