Compliance officers across the economy are being told to adopt AI – to save costs, increase and expand compliance coverage through more real-time and contextualized information, navigate the ever-changing regulatory landscape, and leverage more analytical firepower to make better decisions.
Technology
Posted inRisk Management
If financial services firms don’t want more AI rules, comply with existing regs, experts warn
The U.K.’s financial regulators have long maintained that AI use by banks, insurers, and other financial services firms is already regulated under existing rules, but such assurances are increasingly being questioned.
Posted inRisk Management
When AI acts: The compliance challenge of agentic systems
Artificial intelligence is no longer limited to generating insights or supporting analysis. With every passing day, AI systems are being designed to initiate actions, trigger workflows, and influence outcomes with minimal human intervention.
Posted inEthics & Culture
False Claims Act enforcement themes for 2026
The U.S. Department of Justice touted a record $6.8 billion in False Claims Act (FCA) recoveries in fiscal year 2025, much of that total stems from prior years’ cases and does not necessarily reflect the administration’s current enforcement direction.
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Artificial Intelligence – Steps Ethics & Compliance Professionals Should be Taking in 2026
This webinar delivers a practical perspective on what E&C teams should be doing now to comply with new regulations and address AI as both a new potential compliance risk for the organization as well as a tool for them to improve the efficiency and effectiveness of their operations.
Posted inRisk Management
Experts urge stronger compliance involvement to mitigate AI liability
Companies look set to increase their spend on AI technologies during 2026, but not every investment is likely to pay off. In fact, most appear to offer little return quickly.
Posted inTechnology
U.K. lawmakers push for guidance, rules around AI in financial services
British lawmakers have warned that neither the U.K. government nor key financial regulators are doing enough to manage the risks presented by AI to consumers.
Posted inRisk Management
Start considering contracts as part of your compliance infrastructure
For many compliance teams, 2025 marked an inflection point: A familiar problem in an unfamiliar form, significant regulatory exposure without settled rules, benchmarks, or enforcement patterns.
Posted inEurope
Q&A with Norm Ashkenas, CCO at Robinhood, on compliance challenges, opportunities and being a strategic adviser
Chief among Norm Ashkenas’ priorities is positioning compliance as a strategic adviser, supporting those leading this global expansion in a complex financial services world. He stresses that compliance puts a huge effort into ensuring that it is not seen as a back-office function.
Posted inTechnology
The hidden compliance costs behind failed AI deployments
Companies look set to increase their spend on AI technologies during 2026, but not every investment is likely to pay off. In fact, most appear to offer little return quickly.
