How does the skillset of the modern compliance professional need to evolve for the function to be successful? Senior industry leaders from the financial services and regulatory community offer their insight.
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Lease Accounting Software Buyer’s Guide
Choosing the wrong solution for your lease accounting needs has huge implications for your business, including risking inaccurate lease financials. You’ll want to select a comprehensive solution to manage your leases, and our Buyer’s Guide can help you do just that.
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2020 Sanctions Compliance Report
What are the biggest obstacles to sanctions compliance? CSI’s 2020 Sanctions Compliance Report examines challenges and provides a resource-maximizing roadmap to help organizations implement an effective sanctions compliance program.
Posted inAccounting & Auditing
Five Ways The Right Document Request and Tracking Solution Can Simplify Audits
Reduce document sprawl by automating your file request, sharing, and tracking processes
Posted inInternal Controls
Behavior Change Science & Compliance: Drastically Increase the Effectiveness of Your Program
Influencing behavior is an ongoing challenge in compliance. Much of human behavior is the playing-out of patterns of neuro-associative responses to stimuli in our environment that are repeated and, eventually, become habitual.
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Achieving Compliance with Third-Party Risk Management Regulatory and Framework Requirements
Measuring compliance against third-party risk management requirements is complex and time consuming; and with growing numbers of data breaches originating with third parties and all the regulatory activity that comes as a result, it never lets up.
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Why So Serious? How Humor Can Boost Your Compliance Training
We can all agree that most check-the-box compliance training is less than exciting. Actually, most of it is the opposite of exciting; it’s beat-your-head-on-the-desk boring. Venture outside of the box and add a few laughs.
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Enforcement Actions: Monitoring Trends, Regulatory Complexity, and Best Practices for Risk Management
Learn how financial compliance, risk, and crime professionals can efficiently track and monitor the growing number of enforcement actions and current trends in Compliance.ai’s latest eBook.
Posted inRisk Management
5 Ways Your COI Process Is Creating Risk
How does your compliance campaign stack up? Does your compliance campaign monitor conflicts of interest?
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Six Steps to Complete Third-Party Risk Management: A Guide to Build, Mature or Optimize Your TPRM Program
Ensuring compliance with third-party risk management (TPRM) regulatory and cyber security requirements means having the right combination of processes and controls in place, and that you can efficiently demonstrate these processes and controls to auditors.