All Continuing Professional Education articles – Page 3
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WebcastCPE Webcast: WhatsApp and off-channel communications: Lessons for the rest of us
The SEC and CFTC spent the latter part of 2022 issuing a series of exceptionally large enforcement actions against financial services firms over unapproved communications tools. Most of these actions stemmed from recordkeeping violations.
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WebcastCPE Webcast: Immersive Learning: A Revolutionary Way To Train Your Compliance Team
Get a taste of Compliance Week Training’s new instructor-led courses that provide the experience of a financial crime risk event unfolding in real time. Review scenarios used in the course, which simulates a real-life crisis you need to evaluate and resolve with your peers.
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WebcastCPE Webcast: Understanding and managing psychosocial risk within your workforce
This presentation will show professionals how to integrate the socially transformative elements of psychological safety within our work systems while finding a unique opportunity to advance the benefits of reducing risk and error in the workplace alongside greater business outcomes.
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WebcastCPE Webcast: Accelerating your sustainability journey through robust supplier engagement
As conversations around climate change and inequality intensify around the globe, businesses face increased scrutiny and pressure from regulators, investors, and customers to ESG goals across the value chain—including third parties.
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WebcastCPE Webcast: Managing third-party risk in 2023: Trends and best practices
In a recent survey by Dun & Bradstreet and Compliance Week, more than half of respondents indicated they had increased vendor/third-party due diligence efforts as a result of global disruption and instability.
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WebcastCPE Webcast: The power of an integrated authoritative source library
Learn how a connected authoritative source library can improve your compliance process traceability and better inform your assessment of regulatory change risks.
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WebcastCPE Webcast: TPRM - ESG compliance and German Supply Chain Act
Increasing compliance requirements, including from the German Supply Chain Act, pending Securities and Exchange Commission guidelines, and European Union directives, require a programmatic approach to managing third-party and supply chain risk.
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WebcastCPE Webcast: Best practices for ABAC compliance in 2023
In today’s hyper-connected and media-driven world, corruption can be a serious challenge for organizations to manage.
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WebcastCPE Webcast: 2023 predictions for finance and accounting
As organizations plan for continued supply chain disruptions, talent scarcity, and market uncertainty, accounting leaders are finding ways to innovate, automate, and scale to meet organizational demands.
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WebcastCPE Webcast: 10 best practices for streamlining your TPRM workflows
Time is a valuable resource, especially when trying to manage a third-party risk program at scale. Hundreds of third parties to manage, hundreds of assessments to send, thousands of risks to analyze—how do you keep up?
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WebcastCPE Webcast: Future of auditing, certification, and management systems
This presentation will provide a certification body leader’s perspective on where compliance meets service delivery and how this delivery and the value of compliance and conformance certification is set to change in the coming years.
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WebcastCPE Webcast: Best practices for third-party due diligence for ethics and compliance
Increased regulatory and consumer scrutiny on the integrity of businesses has shined a spotlight on the reputational risks of unethical business practices involving third parties.
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WebcastCPE Webcast: Code of conduct training: Meeting DOJ and employees’ expectations
With heightened DOJ expectations for organizations to have tailored training and communication as a cornerstone of an effective compliance program, code of conduct training is no longer a nice-to-have.
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WebcastCPE Webcast: The intersection of compliance and culture
There are few things as impersonal to the workforce as compliance, yet this is a critically important area where organizational focus around achieving or exceeding rules for good, safe work ebbs and flows based on powerful factors in and around our workforce.
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WebcastCPE Webcast: The role of disclosures in risk assessment and management
To effectively mitigate company risk, you must understand and manage the entire scope of disclosures, which goes beyond conflicts of interest and includes gifts, travel, entertainment, lobbying, and anti-boycott.
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WebcastCPE Webcast: Building a future-proof ESG program
Learn now to maximize efficiency and achieve operational excellence within your ESG program or get your program started with steps you can take today and into the future regardless of your maturity.
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WebcastCPE Webcast: The intersection of ESG and GRC
This discussion will bring together voices from internal audit, risk management, and ESG teams to discuss how they are working together.
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WebcastCPE Webcast: How to transform your program from reactive to predictive
Today, it is not enough to focus solely on your organization’s internal risk, as control weaknesses and gaps in the organization’s business partners could ultimately lead to failure.
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WebcastCPE Webcast: Compliance in an evolving regulatory landscape: Looking to 2023 and beyond
This webcast will explore the themes, trends, and topics that need to be top of mind for compliance professionals as we enter a new era of regulations that are poised to protect consumers in an unprecedented fashion.
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WebcastCPE Webcast: Need to know about D&O and cyber insurance coverage
Your company spends substantial sums to purchase directors and officers insurance and cyber insurance. But are you taking reasonable steps to make sure your company has the best protection available in a changing marketplace?