All articles by CW Staff – Page 113
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Blog
DTCC names new general counsel
The Depository Trust & Clearing Corporation, a post-trade market infrastructure for the global financial services industry, has appointed Ann Shuman as general counsel, effective Feb. 1. She assumes the role from Larry Thompson, who is stepping down to serve full-time as vice chairman of DTCC.
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Former SEC Enforcement Director rejoins Debevoise
Andrew Ceresney, who served from April 2013 to December 2016 as the Director of Enforcement at the Securities and Exchange Commission, will return to the law firm Debevoise as co-chair of the litigation department, where he will practice primarily in the White Collar & Regulatory Defense Group.
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Former Assistant U.S. Attorney joins Hinshaw & Culbertson
The U.S. law firm of Hinshaw & Culbertson has named Kenneth Yeadon, Previously an Assistant U.S. Attorney for the Northern District of Illinois and a senior attorney with the Securities and Exchange Commission’s Division of Enforcement, as a partner in the Chicago office.
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Grapevine: Who’s coming and going in compliance
The Depository Trust & Clearing Corporation; Goldman Sachs; CIT Group; Klingenstein Fields Wealth Advisors; and True Health Diagnostics all have new compliance officers. In other news, TBC Bank Group has a new chief risk officer. Check out the CW Grapevine for the latest personnel moves.
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Goldman Sachs names global head of compliance
Goldman Sachs Group has appointed Sarah Smith as global head of compliance. She will assume the role from Alan Cohen, who is stepping down.
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CIT Group names chief compliance officer
CIT Group, a provider of commercial lending and leasing services, has appointed Paul Tufaro as chief compliance officer, effective immediately. He will report to Executive Vice President and Chief Risk Officer Robert Rowe.
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TBC Bank Group names chief risk officer
TBC Bank Group, together with its subsidiary JSC TBC Bank, has appointed David Chkonia to the management board of TBC Bank as chief risk officer and deputy CEO with immediate effect.
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KFWA names chief compliance officer
Klingenstein Fields Wealth Advisors, a wealth management firm with more than $3 billion in assets under management, has promoted Maria Chambers to chief compliance officer.
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True Health Diagnostics appoints new chief compliance officer
True Health Diagnostics, a health services company, has appointed Robert Rossi as senior vice president and chief compliance officer.
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DTCC appoints compliance chief
The Depository Trust & Clearing Corporation, a post-trade market infrastructure for the global financial services industry, has appointed Derek West as executive director and chief compliance officer for the firm’s European Global Trade Repository (GTR) business.
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Grapevine: Who’s coming and going in compliance
US Foods Holding has named a new general counsel and chief compliance officer, effective Feb. 1; Nationstar Mortgage Holdings has a new chief risk officer; and Infosys Limited will say goodbye to yet another chief compliance officer. Check out the CW Grapevine for the latest personnel moves.
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US Foods names chief compliance officer
US Foods Holding has named Kristin Coleman as executive vice president, general counsel, and chief compliance officer, effective Feb. 1.
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Nationstar Mortgage appoints new chief risk officer
Nationstar Mortgage Holdings has appointed Mihir Patel as the company’s new chief risk officer.
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Former DuPont CEO joins Goldman board
The Goldman Sachs Group has appointed Ellen Kullman, the former chief executive officer of DuPont, as an independent member of its board of directors, effective as of Dec. 21, the company announced in a Form 8-K filing.
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Grapevine: Who’s coming and going in compliance
In response to investor criticism that it did not respond fast enough to an E. coli outbreak last year, fast-food chain Chipotle has named four new members to its board of directors, giving its largest investor a seat on the board; In other news, Comprehensive Health has named a new ...
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Rockwell Automation names general counsel and secretary
Rockwell Automation has named Rebecca House senior vice president, general counsel and secretary, effective Jan. 3, 2017. She will report to Blake Moret, president and chief executive officer.
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Manulife appoints general counsel
Manulife, an international financial services company, has appointed James Gallagher as general counsel, effective immediately. Gallagher has been serving as interim general counsel since Oct. 20.
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Comprehensive Health Services names chief compliance officer
Comprehensive Health Services, a medical services provider, has appointed Patrick Hogenbirk as senior vice president and chief compliance officer.
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Kennametal names secretary and general counsel
Kennametal, a supplier of tooling and industrial materials, has appointed Michelle Keating as secretary, and general counsel. In this role, she will be responsible for global legal operations, and ethics and compliance.
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Chipotle shakes up board with four new directors
In response to investor criticism that it did not respond fast enough to an E. coli outbreak last year, fast-food chain Chipotle announced today that it has named four new members to its board of directors, effective as of Dec. 14.