All Financial Services articles – Page 79
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ArticleQ&A: A view of bank risk from the battlefield
Compliance Week talked with Stuart Brock, director of Seal Software, about the risks faced by banks—not the least of which is third-party due diligence.
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ArticleBanks less anxious about risk, but should they be?
Wolters Kluwer’s “Regulatory & Risk Management Indicator” says two-thirds of financial institution executives continue to describe high levels of compliance-related regulatory risk, even if their level of anxiety over those risks has decreased.
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ResourcePreparing for new credit loss rules
Banks and other financial institutions have a lot of work ahead of them as they prepare to adopt the new standard on reflecting credit losses in financial instruments (the so-called CECL standard).
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Blog
Waters builds new agenda for Financial Services Committee
With new leadership, Rep. Maxine Waters (D-Calif.), the House Financial Services Committee is setting its agenda for the new session of Congress.
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Blog
Immuta adds Richard Geering as VP of GRC
Enterprise data management solutions provider Immuta announced the hiring of Richard Geering as the company’s vice president of governance, risk, and compliance.
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Blog
NICE Actimize launches financial crime advisory practice
Autonomous financial crime management provider NICE Actimize announced the launch of its Financial Crime Enterprise Consulting & Advisory Practice (eCAP) and introduced its Financial Crime Target Operating Model.
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Blog
Professional Bank Services offers financial training option
Financial education firm Professional Bank Services announced the launch of bankED, an online training option for meeting the financial industry’s annual regulatory and policy-driven education requirements.
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ArticleBank culture improved since recession, but challenges remain
A new report says despite ongoing efforts to improve conduct and culture deficiencies, the nation’s banks still face serious brand and reputation challenges.
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Article
New Fed risk report finds corporate debt concerns, Brexit fallout
On Nov. 28, the Federal Reserve’s Board of Governors released its first-ever Financial Stability Report. Among the risks: increasing levels of corporate leverage and international instability.
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Blog
Fenergo creates CLM solutions app for Salesforce
Client Lifecycle Management (CLM) solutions provider Fenergo announced the creation of an app for financial institutions that deploy Salesforce.
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Blog
SWIFT solution combats fraudulent payments
SWIFT, a secure financial messaging service, announced the introduction of Payment Controls, an in-network solution to combat fraudulent payments and help strengthen customers’ existing security.
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Blog
Compliance.ai launches financial regulation workflow solution
RegTech company Compliance.ai announced the launch of a solution designed to help chief compliance officers manage the growing volume of financial regulatory changes.
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Resource
BlackRock’s Midyear 2018 Global Investment Outlook
BlackRock’s 2018 investment themes have been refreshed against a backdrop of steady global growth and strong corporate earnings, but rising macroeconomic uncertainty.
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ArticleAs technology evolves, so do accounting and finance leaders
A new study from Robert Half and the Financial Executives Research Foundation reveals how evolving technology is rapidly enhancing the accounting and finance functions.
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Resource
Reducing risk in the Financial services industry
Amid intensified regulatory scrutiny and enforcement in the financial services industry, on top of an astronomical rise in cyber-crimes, prudent financial, risk, and compliance professionals in the financial services industry will not want to miss this e-Book, sponsored by Thomson Reuters in collaboration with Compliance Week.
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Resource
Institutional Bond ETF Guide: Markets on Demand
Many investors are discovering they can no longer rely exclusively on the old bond trading model to meet all their liquidity needs. Seismic regulatory shifts have reduced large banks’ balance sheets, constraining their ability to hold inventory and support market liquidity. As a result, it has become harder and more ...
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Resource
How technology is transforming the financial services industry
Image: Technology is transforming the financial services industry in remarkable and significant ways. New intelligence is calling on audit leaders to embrace their new normal—that nothing is normal—and innovate with technology to face it.
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Resource
Index Your Bonds: A guide to dispelling the myths
Image: Most investors are familiar with equity index investing, but less so with indexing in fixed income. As a result of this lack of understanding, a growing number of publications are questioning the validity of bond indexing.
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Resource
Beyond Liquidity: Optimizing Product Selection (Greenwich Associates Research)
Image: The number of financial products currently available to portfolio managers is impressive, with some of today’s instruments offering enhanced liquidity and eased access to the underlying markets.
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Resource
On the fast track toward enhanced internal audit
Image: Internal audit plans in 2018 give more consideration to corporate culture and the risks it might pose to the company’s success. This e-Book explores what changes these developments are creating for audit executives and steps to consider as you focus on a risk culture.