White paper: Best practices for Audio Recording Supervision
Provided by 
Theta Lake2019-10-10T03:09:00
Audio recording is commonplace for financial institutions due to well-established regulations concerning recording, handling, and retention, such as Dodd-Frank, MiFID II. With the addition of new privacy rules like GDPR, personal accountability regimes, and increasing fines for misconduct regulated industries are experiencing greater pressure to know what is in their audio recordings.
Sponsored white paper
Our white papers are prepared by our sponsors and are free to view.
How to download
You need to register for this site and agree to the sponsor’s conditions to be granted access.
Related articles
-
News BriefFHFA chief orders Fannie and Freddie to consider crypto assets in mortgage assessments
In another sign of President Donald Trump’s focus on cryptocurrency, the head of the U.S. Federal Housing Finance Agency (FHFA) ordered Fannie Mae and Freddie Mac to create proposals to consider crypto assets for a single-family home mortgage.
-
WebcastAug 7 | No Longer Optional: The Future of AI in TPRM
Don’t miss this opportunity to prepare your organization for the future of TPRM and stay ahead with AI as your second-in-command.
-
PremiumUK’s Failure to Prevent Fraud law may expose firms to unlimited fines and prosecution, says Moody’s compliance risk expert
Fraud now accounts for around 40% of all crime in the U.K., posing a major problem for banks and consumers. Ted Datta, head of industry practice for financial crime compliance at Moody’s, warns that the risk is growing fast.
More from Thought Leadership
-
ResourceWhite paper: Constructing a Cohesive Cybersecurity Foundation
The individual requirements for your security and risk operations are increasingly complex—and interconnected. Yet despite this increased interconnectivity, many organizations still manage their security operations (SecOps) and integrated risk management (IRM) functions in silos.
-
ResourceWhite paper: Top 5 Mobile Compliance Best Practices
The message from the regulators is clear - having an off-channel policy for mobile communications is not good enough.
-
ResourceWhite paper: SEC doubles down on cyber risk management accountability
To help investors gain a better understanding of cyber risk, the US Securities and Exchange Commission (SEC) has created sweeping new rules—forcing companies to take a more proactive approach to cybersecurity.