- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Provided by Theta Lake2019-10-10T03:09:00
Audio recording is commonplace for financial institutions due to well-established regulations concerning recording, handling, and retention, such as Dodd-Frank, MiFID II. With the addition of new privacy rules like GDPR, personal accountability regimes, and increasing fines for misconduct regulated industries are experiencing greater pressure to know what is in their audio recordings.
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The Consumer Financial Protection Bureau (CFPB) has quickly become one of the most active agencies advancing the Trump administration’s pullback on prosecuting corporations, as it dropped yet another consumer protection lawsuit against a financial services company Wednesday.
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The individual requirements for your security and risk operations are increasingly complex—and interconnected. Yet despite this increased interconnectivity, many organizations still manage their security operations (SecOps) and integrated risk management (IRM) functions in silos.
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