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In-depth report
A Guide to Effective Internal Investigations
The call, e-mail, or tip comes into your office: An employee is reporting suspicious activity somewhere across the globe. A company should have a detailed written procedure for handling any complaint or allegation of bribery or corruption, regardless of how that allegation is communicated. The mechanism could include the internal ...
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In-depth report
Internal Controls in an FCPA Compliance Program
Internal controls have long been an overlooked requirement under the U.S. Foreign Corrupt Practices Act (FCPA). The volume of regulations and lack of clarity has created a barrier between compliance officers and the enterprise. Published by Compliance Week, this report offers a guide to navigating the complexities of internal controls ...
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In-depth report
Doing Compliance: Design, Create, and Implement an Effective Anti-Corruption Compliance Program
Compliance Week columnist Tom Fox shares his considerable anti-corruption expertise in this book that walks the reader through the requirements to build, and execute, a modern compliance program. With a focus on anti-bribery and anti-corruption issues, the book first reviews the basic building blocks a compliance officer needs (code of ...
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In-depth report
Adopting Effective Data Privacy Controls
Cyber-security is taking a new twist this year, as companies begin to assess risks posed by sales and marketing activities that rely on digital channels and social media. For the compliance officer, there are many challenges associated with data management. This in-depth report takes a closer look at how compliance ...
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In-depth report
Segregation of Duties & Sensitive Access: Leveraging System-Enforced Controls
This report begins with a review of segregation of duties and sensitive access controls, and reasons why both subjects are often misunderstood by the audit and compliance community. It then offers an 11-step method for assessing business processes to find gaps where SoD and SA controls are necessary, establishing those ...
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In-depth report
CCO 2.0 | Internal Marketer and Soft Skills Required
CCO 2.0 provides the compliance practitioner with some of the most current ideas on the types of skills that a compliance officer might need and how to market the compliance function within the corporate environment.