All United States articles – Page 63
-
Blog
Roadzen appoints general counsel
Artificial intelligence-led insurance and mobility products company Roadzen announced the appointment of Bruce Goldberg as general counsel.
-
News BriefCFTC awards $1.25M to compliance/audit whistleblower
The Commodity Futures Trading Commission announced a landmark whistleblower award of approximately $1.25 million to an individual in an internal compliance or audit function who came forward with information on misconduct occurring at his or her employer.
-
News BriefEFG International settles Cuba, blocked persons U.S. sanctions case
Swiss-based global private banking group EFG International agreed to pay more than $3.7 million as part of a settlement with the Office of Foreign Assets Control addressing apparent violations of U.S. sanctions against Cuba and two blocked individuals.
-
News BriefChange Healthcare facing HHS probe following crippling cyberattack
Change Healthcare, a health payment processor hit by a crippling cyberattack in February, is under investigation by the Department of Health and Human Services’ Office for Civil Rights.
-
News Brief
JPMorgan fined $348M by OCC, Fed over trade surveillance lapses
JPMorgan Chase will pay $348.2 million in fines to settle allegations laid by two federal banking regulators that it failed to adequately monitor trading and order activity.
-
PremiumThe auditor’s role in supply chain due diligence
Although compliance should be the company’s primary responsibility, auditors have become the last line of defense and are getting pressured and blamed for supply chain issues, including instances of child labor. Is this expected to become the normal for the profession?
-
PremiumStudy: Climate transition impact reporting still lacking
Large polluters are failing to account for climate change impact and adaptation, but policymakers need to harmonize disclosure requirements to drive coherent action.
-
Blog
CVC announces chief legal and compliance officer
Global alternative investment manager CVC welcomed Brechje van der Velden as chief legal and compliance officer and partner.
-
Blog
Excel Services Corporation announces general counsel
Consulting firm Excel Services Corp. announced Brian Meadors joined as general counsel.
-
Blog
University of La Verne names general counsel
The University of La Verne in California announced the appointment of Hima Vatti as general counsel.
-
PremiumU.S. banking regs mulling enhanced operational resiliency frameworks
Acting Comptroller of the Currency Michael Hsu said federal banking agencies are considering enhancements to their operational resiliency requirements for member banks.
-
News BriefDOJ joins SEC in probing ADM accounting practices
ADM disclosed the Department of Justice joined the Securities and Exchange Commission in probing the food processing company’s accounting practices.
-
Blog
PURE Insurance appoints chief risk officer
Privilege Underwriters and the affiliated companies of the PURE Group of Insurance Companies announced Dea Malollari was promoted to chief risk officer.
-
Blog
Reichman Jorgensen Lehman & Feldberg adds general counsel
Reichman Jorgensen Lehman & Feldberg, a majority women-owned trial boutique, announced Quinn Johnson joined the firm as partner and general counsel.
-
Blog
GEICO recruits legal chief from Wells Fargo
Insurance giant GEICO announced Tangela Richter joined the company as chief legal officer.
-
Blog
FibroBiologics names general counsel
Biotechnology company FibroBiologics announced the appointment of Ruben Garcia as general counsel.
-
Blog
SMBC appoints Americas chief risk officer
Sumitomo Mitsui Banking Corp. announced the appointment of Mark Corteil as chief risk officer for the Americas division.
-
News BriefArgus to pay $37M in DOJ case over misused regulator data
Economic data and research firm Argus Information and Advisory Services agreed to pay $37 million to settle charges from the Department of Justice alleging misuse of data obtained through federal regulatory contracts.
-
News BriefFord to pay $365M in DOJ deal for evading customs tariffs
Ford Motor Co. agreed to pay $365 million to settle charges levied by the Department of Justice that the automaker purposefully dodged import duties for years by mislabeling and undervaluing hundreds of thousands of cargo vans it brought into the United States from Turkey.
-
PremiumDOL seeking more authority in crackdown on child labor violations
The Department of Labor has stepped up its enforcement of child labor law amid a concerning rise in child labor exploitation, yet the agency acknowledges its resources are not great enough to be a significant deterrent for such misconduct.