All United States articles – Page 66
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News BriefNYDFS fines Gemini $37M over compliance failures
The New York State Department of Financial Services fined cryptocurrency exchange Gemini Trust Company $37 million over alleged compliance failures related to lapses in safety and soundness.
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News BriefTreasury touts AI-enabled fraud recoveries totaling $375M
The Treasury Department announced its success using artificial intelligence to track down instances of check fraud—a potential preview of the results that might come if the agency applies AI in other enforcement-related circumstances.
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Music Reports names general counsel
Music rights administration platform Music Reports announced Bill Colitre will be its chief operating officer and general counsel.
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SAFCO welcomes compliance VP, general counsel
Southern Auto Finance Company announced the appointment of Marissa Kaliman as vice president of compliance and general counsel.
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Tilson appoints chief legal officer
Network development and information infrastructure services firm Tilson announced the appointment of Tim Schneider to chief legal officer.
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Arctic Glacier announces first general counsel
Arctic Glacier, a manufacturer and distributor of ice products and services, announced the appointment of Travis Bonnell as its first general counsel.
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News BriefBiden executive order to target commercial data broker activities
A new executive order seeks to put clamps on the sale of Americans’ personal data by data brokers and other companies to certain countries found to be of national security concern.
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Zions Bancorporation appoints general counsel
Zions Bancorporation announced Rena Miller will take over as general counsel.
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Revelstoke Capital Partners names CCO as partner
Private equity firm Revelstoke Capital Partners announced Blake Bennett will serve as partner, chief financial officer and chief compliance officer.
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Loyola Marymount University appoints general counsel
Loyola Marymount University announced the appointment of Loretta Martinez as its first senior vice president and general counsel.
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Boeing ups previous CCO to human resources chief
Aerospace giant Boeing announced Uma Amuluru, vice president and general counsel to Boeing Defense, Space & Security, as the company’s chief human resources officer and executive vice president, human resources.
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Walgreens names global chief legal officer
Walgreens Boots Alliance, owner of the retail pharmacy chain Walgreens, named Lanesha Minnix as executive vice president and global chief legal officer.
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PremiumGrewal: Investors care about ESG claims—so do SEC enforcers
Environmental, social, and governance issues are increasingly material to investors, and the Securities and Exchange Commission is checking to ensure businesses’ ESG statements are above board, according to the agency’s enforcement director.
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PremiumFinCEN head touts compliance through enforcement approach
Andrea Gacki, head of the Financial Crimes Enforcement Network, said recent enforcement actions by the agency have addressed significant gaps in the U.S. anti-money laundering/countering the financing of terrorism regime and exposed specific risk factors, trends, and typologies.
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News BriefWalmart shares successes behind supplier emissions reduction initiative
Retail giant Walmart announced the completion of an initiative to reduce emissions in its supply chain six years earlier than its intended target.
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News BriefCFPB exercises power to supervise installment lender World Acceptance
Installment lender World Acceptance Corp. was the subject of the Consumer Financial Protection Bureau’s first use of a dormant legal provision allowing it to establish supervisory authority over more nonbank financial companies.
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ArticleCW National 2024 preview: Diana Kelley on AI implications for compliance
Artificial intelligence expert Diana Kelley will discuss what AI means for organizations and explore the technology’s implications for compliance and enterprise risk as part of a keynote address at Compliance Week’s National Conference in Washington, D.C.
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Nuveen Churchill Direct Lending appoints new compliance chief
Specialty finance company Nuveen Churchill Direct Lending announced the appointment of Charmagne Kukulka as chief compliance officer.
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RE/MAX ups chief compliance officer to EVP
RE/MAX Holdings, a franchisor in the real estate industry, announced the promotion of Susie Winders from senior vice president, general counsel, chief compliance officer, and secretary to executive vice president, general counsel, chief compliance officer, and secretary.
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PremiumDOJ official: Expect more cybersecurity false claim enforcements
The announcement of a record year in several areas of False Claims Act enforcement at the Department of Justice was accompanied by a warning that more significant cases are coming, particularly regarding cybersecurity-related claims.