All Compliance Week articles in Web Issue – Page 1017
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Blog
World Bank: Sediver SAS debarred for two years
The World Bank Group today announced the debarment for two years of Sediver SAS, a Paris-based manufacturing company for power transmission components, in connection to sanctionable misconduct under the Southern Africa Power Market Project in the Democratic Republic of the Congo.
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Resource
5 Key Things Your Policies Policy Must Have
5 Key Things will offer one easy approach for mastering all your policy challenges in a way that brings simplicity to your organization—and satisfaction to your stakeholders.
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Blog
First sport integrity hotline established in United States and Canada
The Special Investigations Unit of the International Centre for Sport Security has announced the establishment of a confidential Sport Integrity Hotline to report misconduct and sport integrity issues in the United States and Canada.
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Blog
Columbia Sportswear names chief accounting officer
Columbia Sportswear Company announced that Melissa Dugan has joined the company as vice president, chief accounting officer. She will report to Chief Financial Officer Jim Swanson.
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Blog
Financial Conduct Authority fines Bluefin £4m for misleading customers
The Financial Conduct Authority today fined Bluefin Insurance Services Limited £4 million for having inadequate systems and controls and failing to provide information to its customers about Bluefin’s independence in a way that was clear, fair, and not misleading.
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Blog
Ex-Volkswagen executive gets 7 years in emissions cheating case
Oliver Schmidt, the former general manager of Volkswagen AG’s U.S. Environment and Engineering Office, has been sentenced to seven years in prison after pleading guilty to his role in the company’s long-running emissions cheating scandal.
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Blog
How the CFTC oversees bitcoin futures
Three exchanges regulated by the Commodity Futures Trading Commission this month self-certified new contracts for bitcoin futures products. Sequentially, the CFTC issued a statement on the self-certification of bitcoin products by these exchanges.
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Blog
New NICE Actimize solution reduces trade reconstruction time
NICE Actimize, a NICE company, has added an innovative new Trade Reconstruction module to its Holistic Surveillance portfolio. The module is designed to address rigorous trading compliance requirements—like MiFID II, MAR, and Dodd-Frank regulations.
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Blog
Dentons launches anti-bribery tool
Global law firm Dentons recently announced the launch of its groundbreaking interactive web-based tool that puts key aspects of global anti-corruption laws at users’ fingertips, allowing for quick, customizable comparisons across multiple jurisdictions.
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Blog
Seclore and Boldon James launch automated data protection and compliance solution
Seclore, a browser-based data-centric security solution provider, and Boldon James, a data classification and secure messaging software provider, have reached a strategic OEM partnership agreement, launching an end-to-end, automated data protection and compliance solution.
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Blog
LockPath, SecurityScorecard partnership increases vendor risk management efficiencies
LockPath, a provider of compliance and risk management software, recently announced the availability of the integration of its Keylight Platform with SecurityScorecard’s security rating platform. This product integration is aimed at helping organizations make their vendor assessment and management processes more efficient, while strengthening security programs.
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Blog
K1 Investment Management acquires Actiance
K1 Investment Management, an investment firm, recently announced the acquisition of Actiance, a communications compliance, archiving, and analytics provider.
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Blog
SEC, ICO scams, and Bitcoin
This week: Bitcoin shows no signs of stopping as it hits more records, the SEC makes first moves against ICO scams, and a Brazillian mayor tries to govern via WhatsApp.
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ArticleRescue compliance: When corporations save the animals
Corporations across the U.S. were on hand during this past hurricane season to help those animals impacted by the storms. More inside on where help was given and where help is still needed.
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Blog
Aggressive global anti-fraud enforcement to continue
If you thought that enforcement actions like Odebrecht and Vimpelcom were behind us, guess again. They were just the tip of the iceberg. Welcome to the enforcement era.
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Article
Know Your Customer vs. Know Your Intermediary
While most companies are familiar with KYC programs, they might not have knowledge of “Know Your Intermediary.” Inside are five steps for getting to know your intermediaries.
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Article
Going back to basics with whistleblowers
On a fundamental level, people want to know that they are being taken seriously, which is why it is so important that whistleblower policies work in practice, and not just on paper.
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Article
Time runs out on getting ready for new revenue recognition
With little time remaining to prepare for a wholesale change to revenue recognition, accounting leaders share some final insights to help companies wrap it up.
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Resource
File Sharing and Collaboration Leads to Security Gaps in Financial Services Firms
Despite strict security policies, and high scrutiny from regulators, most financial services institutions reported they had experienced a breach of business files. The culprits varied, but at the heart of many of these breaches was inadequate means for sharing files.
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ArticleCompliance salary report shows budget, experience matter
Chief compliance officers wondering how their annual salaries stack up against their peers will want to check out a new salary benchmark report published by the Society of Corporate Compliance and Ethics and the Health Care Compliance Association.