- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Xavier Oustalniol and Steven Neuman2017-12-11T10:15:00
While most companies are familiar with KYC programs, they might not have knowledge of “Know Your Intermediary.” Inside are five steps for getting to know your intermediaries.
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2025-04-29T21:47:00Z By Aaron Nicodemus
Like never before in modern American history, ethics and compliance are under attack.
2025-04-16T16:00:00Z By Aaron Nicodemus
The U.S. Department of Justice ended two compliance monitorships on Glencore International more than a year early, monitorships imposed in 2022 after the company was convicted of paying bribes and manipulating commodities markets.
2025-03-12T18:56:00Z By Aaron Nicodemus
Robinhood will pay nearly $30 million in penalties for violating Financial Industry Regulatory Authority rules with shortcomings in its anti-money launderingprogram, as well as supervisory and disclosure violations.
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