All Compliance Week articles in Web Issue – Page 19
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Blog
Acis promotes legal chief as CEO
Acis, a provider of business and investment structures and restructures, appointed Chief Legal and Operating Officer Emily Pritchard as CEO, effective Jan. 20.
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Blog
FactSet appoints legal chief
Global financial digital platform FactSet announced the appointment of Christopher McLoughlin as executive vice president, chief legal officer.
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Blog
The Westaim Corporation appoints CRO
The Westaim Corporation announced that Matthew Skurbe will be appointed chief financial officer and chief risk officer.
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PremiumKPMG report on regs in 2025: Use data analytics to predict, respond to Trump administration changes
Regulations are sure to be rolled back under President Donald Trump, but the question is which regulations, and how much? Is your organization as prepared to respond when regulations are loosened as it was when they were tightened?
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WebcastCPE Webcast: Navigating Contact Compliance in 2025: An Overview of Upcoming Legislation and How to Prepare
As we approach 2025, the regulatory landscape for the Telephone Consumer Protection Act (TCPA) and Do Not Call (DNC) regulations is becoming increasingly complex. Not only are there federal laws to take into consideration, but many states also have distinct requirements that differ from federal standards.
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PremiumEvolving sanctions rules make continuous screening, due diligence essential in 2025
The EU and U.K. have rushed to commit themselves to intensifying action on sanctions evasion after U.S. President-elect Donald Trump’s victory, but any compliance managers who believe Trump will make global sanctions compliance easier in 2025 are likely to be disappointed.
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Blog
MUFG names risk chief for securities business
Financial group MUFG announced that Charles Green, Jr., will assume the role of chief risk officer for MUFG Securities Americas, head of market risk Americas, MUS(CAN), and International CRO for MUSI, effective Feb 1.
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Blog
Riksbank announces GC
Riksbank has appointed Annica Sandberg as its new general counsel, effective Jan. 7.
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Blog
Exelon Corporation announces legal chief
Utility company Exelon Corp announced that Colette Honorable will be named chief legal officer and corporate secretary.
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Blog
Lockheed Martin names new GC
Global defense technology company Lockheed Martin named Kevin O’Connor as the corporation’s new senior vice president, general counsel and corporate secretary, effective Jan. 13.
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Blog
BarkerGilmore names ex-Cleveland Clinic CLO as strategic advisor
Executive search and talent advisory firm BarkerGilmore announced the appointment of David Rowan, former chief legal officer at Cleveland Clinic, as a strategic advisor and leadership development coach.
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Blog
JSSI appoints legal chief, GC
Jet Support Services announced the appointment of Carly Anderson as chief legal officer, general counsel, and chief strategy officer.
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News BriefTrump taps crypto enthusiast Paul Atkins to replace Gensler at SEC
President-elect Donald Trump appeared to strengthen his ties to the crypto industry when he nominated a popular crypto advocate, Patomak Global Partners founder Paul Atkins, to be the next chairman of the Securities and Exchange Commission.
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PremiumU.K., EU enforcement regimes set to escalate, but critics question sanctions’ effectiveness
With a new political regime ready to take over in the U.S., the effectiveness of sanctions against malign foreign actors like Russia, North Korea, and Iran have come into question. While the European Union and U.K. have increased sanctions pressure, critics have publicly asked: Is it enough?
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OpinionGerman firm Aiotec to pay $14.5M to settle Iran sanctions violation
German petrochemical parts supplier Aiotec agreed to pay $14.5 million to settle allegations that it engaged in a four-year conspiracy to dismantle and ship a plastics manufacturing plant owned by a U.S. company to Iran, in violation of U.S. sanctions.
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PremiumProposed CFPB rule would attempt to rein in data broker buying, selling
Data brokers have been getting away with selling Americans’ personal and financial data without adequate protections, an illegal practice that a new rule proposed by the Consumer Financial Protection Bureau will intend to stop, CFPB Director Rohit Chopra said.
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News BriefSEC levies no fine against Kiromic BioPharma after material omissions self-disclosure
Kiromic BioPharma will pay no fine to the Securities and Exchange Commission after self-reporting that it failed to disclose material information about two cancer drugs to investors.
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News BriefU.S. Appeals Court ruling in Tornado Cash case opens door for AML regulatory unwind
In striking down penalties against cryptocurrency mixer Tornado Cash for violating U.S. sanctions, a federal appeals court may have started to chip away at anti-money laundering regulations established by Democrats even before President-elect Donald Trump takes office.
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Blog
GeneDx names legal chief
GeneDx, which delivers personalized and actionable health insights to inform diagnosis, direct treatment, and improve drug discovery, announced the appointment of Heidi Chen as chief legal officer.
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Blog
Ionic Digital announces legal chief
Ionic Digital announced the appointment of Laura Schnaidt to the role of chief legal officer.