All Compliance Week articles in Web Issue – Page 21
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Blog
Lucid announces new general counsel
Electric vehicle company Lucid Group announced the appointment of Matt Everitt as general counsel.
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Blog
PCF Insurance Services hires general counsel
PCF Insurance Services appointed Adam Reed as general counsel.
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Blog
EnCore Energy adds ProFrac CCO as chief legal officer
EnCore Energy announced the appointment of Robert Willette as chief legal officer.
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Blog
UniBank promotes risk chief to interim CEO
U & I Financial Corp., the holding company of UniBank, announced the board of directors appointed Stephanie Yoon, executive vice president and chief risk officer, to interim chief executive officer.
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Blog
SNG appoints group general counsel
U.K.-based housing association Sovereign Network Group appointed Kirsten Keegan as its group general counsel.
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Webcast
CPE Webcast: TPRM: Time to change how you approach vendor assessments
Forward-thinking third-party risk management teams are changing the way they approach vendor assessments.
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News Brief
Montefiore Medical Center to pay $4.8M over employee’s data theft
Montefiore Medical Center agreed to pay $4.75 million to settle allegations by the Department of Health and Human Services’ Office for Civil Rights that failures by the New York City nonprofit facility allowed an employee to steal and sell patient information for six months.
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News Brief
Goldman Sachs fined $513K by FINRA over faulty surveillance reports
The Financial Industry Regulatory Authority fined Goldman Sachs $512,500 for allegedly failing to properly surveil certain types of securities for potential manipulative trading activity for more than a decade.
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Premium
Examining precedent set by French DPA’s Amazon employee monitoring fine
The decision by France’s data regulator to fine an Amazon warehouse manager for breaches of the General Data Protection Regulation over the way it monitored employee productivity raises questions about the reach data protection authorities have over corporate conduct.
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News Brief
Alphabet to pay shareholders $350M over Google+ privacy lapses
Alphabet, the parent company of technology giant Google, agreed to pay $350 million in a preliminary settlement with shareholders over alleged data privacy violations and materially false and misleading statements linked to now-defunct social media site Google+.
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Blog
Ramaco appoints general counsel
Metallurgical coal producer Ramaco Resources announced it hired Evan Jenkins as its new general counsel.
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Blog
Smithfield Foods announces chief ethics and compliance officer
Smithfield Foods named Allyson Bouldon as chief ethics and compliance officer.
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Blog
MSG Entertainment to add Bumble CCO as general counsel
Madison Square Garden Entertainment and Sphere Entertainment announced Laura Franco was named executive vice president and general counsel for both companies.
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Blog
Clear Channel adds Legion Partners compliance chief to board
Out-of-home advertising company Clear Channel Outdoor Holdings announced the appointment of Ted White, co-founder and chief compliance officer of Legion Partners Asset Management, to its board of directors.
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Premium
Compliance with growing number of U.S. privacy laws ‘a matter of culture change’
Different deadlines associated with the 13 U.S. state privacy laws currently on the books, including grace periods and enforcement dates, have proven challenging for compliance, experts discussed at CW’s Cyber Risk & Data Privacy Summit.
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Blog
Neiman Marcus ups CCO to chief legal officer
Luxury retailer Neiman Marcus Group announced the appointment of Chief Compliance Officer Tom Mattei as chief legal officer and corporate secretary.
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News Brief
China-based Cloopen Group avoids fine in SEC accounting fraud case
China-based technology company Cloopen Group Holding won’t pay a fine in settling with the Securities and Exchange Commission over an alleged accounting fraud scheme perpetrated by two of its former senior managers.
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Training
FCPA Essentials Training
Recognize and respond appropriately to red flags that present a risk of violations under the Foreign Corrupt Practices Act and other anti-bribery laws.
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Training
Risk Assessment Essentials for Compliance
Cover common risk assessment standards, processes, and methodologies, explaining how to define risk from anti-money laundering, cybercrime, and sanctions perspectives and how to build a successful risk assessment program for your institution.
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Training
Intermediate AML/CFT Training
An in-depth exploration of the anti-money laundering ecosystem, unraveling the core practices that protect the integrity of the global financial system.