Articles | Compliance Week – Page 216
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Deloitte, Relativity partner on e-communication monitoring
Deloitte announced the expansion of its partnership with Relativity to offer compliance and electronic communication monitoring application Relativity Trace.
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Skillsoft unveils new policy management tool
Corporate learning firm Skillsoft unveiled Skillsoft Certitude, a policy management, attestation, and assessment tool aimed at improving business processes and reducing risk.
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Alvarez & Marsal adds two managing directors
Global professional services firm Alvarez & Marsal (A&M) announced the addition of Managing Directors Dave Cappellina and Rich Fogarty to its Disputes and Investigation practice.
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Compliance.ai, 360factors partner on regulatory change management
Regulatory intelligence provider Compliance.ai and GRC solutions firm 360factors announced a partnership designed to deliver a complete regulatory change and compliance management solution for credit unions and banking industry clients.
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Agio enhances SEC cyber-security mock audit service
Agio, a cyber-security and managed IT services provider for financial services, announced enhancements to its SEC cyber-security mock audit service.
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GE shareholders still want new auditor, vote suggests
While the rancor appears to have softened a bit, General Electric shareholders are still signaling to the audit committee that they want a new auditor.
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ArticleKristy-Grant Hart: Six strategies to win more resources for compliance
Getting resources to fund and execute important compliance initiatives takes some carefully crafted strategy, said compliance expert Kristy Grant-Hart during an inspirational keynote at Compliance Week’s annual conference.
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Article‘You have to say the corny stuff’: A compliance conversation with Preet Bharara
Former federal prosecutor Preet Bharara drew some laughs while imparting a few compliance lessons during his Tuesday morning keynote at CW’s annual conference.
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ArticlePhotos: CW2019 women’s luncheon
The women’s luncheon at CW2019 offered a space for attendees to discuss some of the most pressing issues in corporate compliance.
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PM May unveils plan for latest version of Brexit deal
U.K. Prime Minister Theresa May warned MPs if they don’t back the latest amended Withdrawal Agreement Bill, they will not vote on whether there should be a second Brexit referendum.
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ArticleInside look at compliance challenges of Trump White House
Establishing compliance and ethics under the Trump administration provided valuable lessons on dealing with media and preparing for crises, said Compliance Week annual conference keynote Stefan Passantino.
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ArticleMy Compliance Library: Embedding nature and care into CCO job
In his latest book review, Richard Bistrong explores Paul J. Zak’s theory on how building relationships with colleagues and keeping communications honest and vulnerable is key to establishing a high-performing company.
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ArticlePhotos: Top Minds 2019 award ceremony
The members of the Top Minds Class of 2019 are presented their awards to cap Day 1 of Compliance Week’s annual conference in Washington D.C.
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ArticleCompliance pioneer defines the future path of profession
Compliance functions of the future need to better use data, measure outcomes, and deal with differing views on what constitutes good ethics, says expert Hui Chen.
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ArticleClaire McCusker Murray: Incentivizing corporate compliance at the DOJ
Justice Department Principal Deputy Associate Attorney General Claire McCusker Murray spoke at CW’s annual conference on how the agency’s Civil Division seeks to motivate compliance.
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ArticleDOJ looks for robust internal audit, guidance says
Companies have new reasons to dial up internal audit in light of recent DOJ guidance on how its prosecutors should evaluate corporate compliance programs.
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ArticleCompanies House reforms to better protect U.K. companies from criminal activity
Companies House recently unveiled a substantial package of reforms that will do more to safeguard the personal data of business owners in an effort to offer U.K. companies greater protection from fraud.
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ArticleFinCEN to financial institutions: Beware of Venezuelan money laundering
FinCEN recently alerted financial institutions of continued widespread public corruption in Venezuela and the methods Venezuelan senior political figures and their associates may use to move and hide proceeds of their corruption.
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Nissan to overhaul its governance structure
In a meeting this month, Nissan’s board of directors unanimously voted in favor of a transition from a company with statutory auditors to a company with three statutory committees.
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ArticleGAO suggests supervisory improvements for bank regulators
Is there a better way for bank regulators to conduct their supervisory and remediation processes? Congress’ GAO developed a rundown of suggestions and best practices in a report released this week.