Articles | Compliance Week – Page 217
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ArticleMajor changes to California privacy law likely scuttled
An initiative to strengthen and enhance the California Consumer Privacy Act was basically left for dead in that state’s legislature.
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ArticleSenate confirms Jeffrey Rosen as deputy attorney general
The U.S. Senate has confirmed Jeffrey Rosen to be the next deputy attorney general, replacing Rod Rosenstein.
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ArticleFASB revises CECL to resolve dual measurement glitch
FASB has finalized a small change to CECL to help companies that were facing a conundrum based on a fair-value election elsewhere in GAAP.
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ArticleA new CCO’s Herculean task at Wells Fargo
Compliance Week chats with Wells Fargo CCO Mike Roemer about the challenge of rebuilding trust at a company that’s been the poster child of compliance and risk management gone wrong.
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Inside Wells Fargo’s plan to restore trust
Compliance Week looks at highlights from Wells Fargo’s plan to transform the future.
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U.S. could ban all Huawei products
New moves from the Commerce Department suggest a full domestic ban on products from the Chinese telecom giant Huawei are forthcoming.
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Panasonic names chief compliance officer
Panasonic Corp. of North America announced the appointment of Louis Sapirman to the position of chief compliance officer.
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ArticleNon-banks still have plenty of work ahead to adopt CECL
Efforts to adopt CECL are generally underway in the banking sector, but companies outside financial services may still have plenty to do.
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Fenergo, Refinitiv partner on client onboarding
Fenergo, a supplier of client lifecycle management (CLM) software solutions, has partnered with financial data provider Refinitiv to enable customers to more efficiently identify risk.
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FTI Consulting, Relativity partner on compliance monitoring
FTI Consulting’s Technology segment has joined the Relativity Trace partner program and will offer compliance monitoring services by leveraging the Trace application.
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informed360, Red Flag Reporting announce partnership
Ethics and compliance management software company informed360 has partnered with Red Flag Reporting, a provider of hotline and case management solutions, to combine services.
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ArticleEuropean Commission fines five banks €1B over foreign exchange cartel
In two separate settlements, the European Commission fined five banking giants for colluding in the trade of significant sums of foreign currency.
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ArticleSEC approves ‘long-term’ stock exchange
The SEC has approved a new national securities exchange committed to long-term investing.
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ArticleThe compliance side of Argentina’s ‘notebook’ scandal
Given the heightened risks associated with Argentina’s “notebook” scandal, compliance officers might want to enhance their due diligence efforts in the country.
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ArticleOCIE’s Driscoll on importance of CCOs
Peter Driscoll, director of the SEC’s Office of Compliance Inspections and Examinations, recently spoke on the role of compliance officers in protecting retail investors.
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ArticleCalifornia groups sue CFPB for shirking Dodd-Frank data collections
Two advocacy groups are suing the Trump administration and CFPB for failing to disclose data on lending to women-owned, minority-owned, and small businesses.
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Advance Auto Parts names chief accounting officer
Advance Auto Parts has appointed Andrew Page as controller and chief accounting officer.
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Booking Holdings appoints chief accounting officer and controller
Booking Holdings, a provider of online travel services, has appointed Sue D’Emic as chief accounting officer and controller.
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LogistiCare appoints chief compliance officer
The Providence Service Corporation and LogistiCare, a non-emergency medical transportation broker, has appointed Julie Correll as chief compliance officer.
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HarbourVest Partners appoints chief compliance officer
HarbourVest Partners, a global private markets asset manager, has appointed William Royer as a managing director. He also will become chief compliance officer in early June.