Articles | Compliance Week – Page 218
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Article
Baker Hughes names new chief compliance officer
Oil field services company Baker Hughes has appointed Kara Gordon as chief compliance officer and deputy general counsel.
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ArticleHow to determine when enhanced due diligence is warranted
It can cost time and money and could even drown a deal. So when do the challenges and costs associated with this step outweigh the risks of not doing it?
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ArticlePoll shows room for improvement on training third parties
Results from the Compliance Week and Refinitiv survey revealed some surprising facts about companies’ third-party training; based on those results, the following article offers suggestions for how to enhance the process.
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ArticleIdentifying high-risk third parties a nuanced exercise
Determining which business partners to flag for enhanced due diligence all depends on the quality, and sources, of your data.
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ArticleDark Web grows as an investigative tool
A telling detail uncovered in the 2019 Survey on Anti-Bribery & Corruption was that about 6 percent of respondents said they extend their data searches into the “Dark Web.”
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ArticleAnti-bribery and anti-corruption survey
The 2019 Survey on Anti-Bribery & Corruption explores everything from the monitoring of third parties to the evaluation of training programs.
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ArticleU.K. plans Brexit vote in June
A look at possible consequences of the MP vote on Prime Minister Theresa May’s Brexit deal scheduled for early June.
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Former Autonomy CFO sentenced to 60 months in prison
Sushovan Hussain, the former chief financial officer of U.K. software firm Autonomy, has been sentenced to 60 months in prison for his role in falsifying the company’s revenues prior to its acquisition by Hewlett-Packard.
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ArticleDOJ's Claire McCusker Murray to deliver keynote at CW2019
Newly appointed Department of Justice Principal Deputy Associate Attorney General Claire McCusker Murray will deliver a keynote at the upcoming CW annual conference at the Mayflower Hotel in Washington D.C.
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Barrick Gold chief compliance officer joins Paul Hastings
Former Barrick Gold CCO Jonathan Drimmer has joined the global law firm Paul Hastings as a partner in the investigations and white-collar defense practice.
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Article
Informatica to pay $21.57M in False Claims Act case
The Department of Justice says Informatica will pay over $21 million stemming from a False Claims Act investigation.
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World Bank Group debars Sieyuan Electric
The World Bank Group has placed a 15-month debarment on Shanghai-based Sieyuan Electric relating to fraudulent practices under the Inter-Zonal Transmission Hub Project.
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ArticleSOX did not end audit opinion shopping, study says
Despite regulatory efforts to make auditors more independent and more skeptical, companies have been able to shop for audit opinions, a new study says.
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ArticleFinCEN elaborates on virtual currency risk, obligations
SARs and due diligence are cited as effective tools for avoiding virtual currency malfeasance, says the Financial Crimes Enforcement Network.
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ArticleSEC proposes actions to bolster cross-border swap rules
The SEC has proposed a package of rule amendments and guidance for improving the regulation of cross-border swaps transactions.
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ArticleSEC amendments could tailor accelerated filer definitions
The Securities and Exchange Commission has voted to propose amendments to the accelerated filer and large accelerated filer definitions.
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Antitrust Division joins Framework on Competition Agency Procedures
The Justice Department’s Antitrust Division has joined the Framework on Competition Agency Procedures as a founding member.
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BHP faces $5B claim over 2015 Brazilian dam collapse
Mining company BHP is facing a $5 billion damages action in the United Kingdom for its alleged negligence in its duty to prevent the Fundão dam collapse in Brazil in 2015.
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ArticleCorruption and transparency challenges around the world
The Risk Advisory Group has released its 2019 Corruption Challenges Index, which will give CCOs an idea of the level of corruption in countries where they operate.
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Article
ACL, Rsam rebrand as Galvanize
Software company ACL and recently acquired IT, vendor, and security risk management solutions provider Rsam have rebranded as Galvanize.