All Finance articles – Page 3
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Blog
Citadel Credit Union announces risk chief
Citadel Credit Union announced the appointment of Chris Palumbo as chief risk officer.
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PremiumHow to adopt AI tools the right way at your company, from people who’ve tried
Companies are adopting artificial intelligence tools at a breakneck pace, but it’s increasingly clear that they set guardrails early. AI leaders say that approaching the technology with safety and ethics in mind will help ensure its upside benefits, while avoiding the significant risks it poses as well.
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Blog
First Horizon names general counsel
First Horizon Corporation announced the appointment of Lang Wiseman as deputy general counsel, effective Nov. 1. He will transition into the general counsel position on Jan. 1.
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Blog
LGT Wealth Management appoints first CSO
LGT Wealth Management has named Phoebe Stone as its chief sustainability officer (UK).
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Avanti Finance welcomes risk chief
Avanti Finance announced the appointment of Ben Anderson as its new chief risk officer.
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Blog
Premium Credit announces risk chief
Premium Credit announced the appointment of Rohit Ghai as its chief risk officer.
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PremiumNew CFPB data rights rule will modernize U.S. banking system, Chopra says
Banks, credit card companies and other financial mainstays will be required to comply with new data privacy and retail account portability regulations under a sweeping rule issued Tuesday by the Consumer Financial Protection Bureau.
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Home Run Financing promotes GC to COO
Home Run Financing announced that Ryan Griffin, who has served as its general counsel and chief compliance officer for over five years, has been appointed as their new chief operating officer.
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Blog
Genus Capital Management appoints sustainability chief
Genus Capital Management announced the appointment of Stephanie Tsui as the firm’s new chief sustainability officer.
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News BriefNYDFS expects banks, firms to cut risks posed by AI, according to new guidance
New York financial institutions are expected to address cybersecurity risks posed by artificial intelligence, and new guidance from the New York Department of Financial Services is aimed at helping firms do just that.
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PremiumPace of innovation will make EU AI Act hard to enforce, experts say
Concerns about how robustly European member states may enforce the EU AI Act, which took effect on Aug. 1, are divided between if regulators will take a “light touch” approach or a sledgehammer for noncompliance. One thing’s for sure, the pace of AI innovation will make enforcement very difficult.
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Blog
OKX appoints global risk chief
Global crypto exchange OKX announced the appointment of Yuri Mushkin as global chief risk officer.
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News BriefSEC penalizes Rimar CEO, holding company board member $524K total for ‘AI washing’
The Securities and Exchange Commission ordered the owner of Rimar Capital and a board member of its holding company to pay nearly $524,000 in penalties for defrauding investors with false and misleading statements about its use of artificial intelligence.
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PremiumTD Bank fined nearly $3.1B by U.S. regulators for AML compliance failures
TD Bank will pay nearly $3.1 billion in penalties to four U.S. regulators to settle charges that it “chose profits over compliance” when it allowed three money laundering networks to filter more than $670 million in dirty money through the company.
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WebcastCPE Webcast: Trust and Technology: Cyber compliance in finance
In today’s rapidly evolving digital landscape, the stakes are high–protecting customer data, ensuring operational resilience, and maintaining trust are critical considerations for regulated industries.
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Blog
Thesis* appoints general counsel
Thesis*, a venture studio funding and building brands on Bitcoin, announced the appointment of Katherine Snow as its new general counsel.
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PremiumDOJ steps up enforcement approach against AI-powered cybercrime
The Criminal Division of the Department of Justice plans to heighten its focus on cybercrime, according to division head Nicole Argentieri.
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Blog
Intellivo names chief legal officer
Intellivo, provider of innovative payments technology for health plans, payers, and providers, announced the appointment of Win Rawson as chief legal officer.
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Blog
Bybit appoints legal, compliance chief
Cryptocurrency exchange Bybit announced the appointment of Robert MacDonald as the new chief legal & compliance officer.
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News BriefStarling Bank fined $38.5M for repeatedly onboarding high-risk customers
The U.K.’s Financial Conduct Authority fined Starling Bank, Britain’s first digital bank, nearly 29 million pounds (U.S. $38.5 million) for repeated failures related to onboarding high-risk customers.