All Regulatory Policy articles – Page 66

  • Wallacecrop
    Article

    Richard Wallace: Failure is not an option

    2016-08-30T10:15:00Z

    Thanks to the work of CFO Richard Wallace and an enterprise-wide effort to build a world-league compliance program, the Options Clearing Corp. doesn’t strive to just meet current regulatory requirements, it lives by a set of internal expectations that exceeds the mandatory.