All Resource articles – Page 5
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ResourceWhite paper: Understanding OFAC: A Best Practices Compliance Guide
The Office of Foreign Assets Control (OFAC) imposed $5.7 billion in penalties from 2006-2020. And every year, the U.S. Treasury Department casts a wider net of OFAC violations, ensnaring everyone from unwitting small businesses to sophisticated corporations.
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ResourceWhite paper: A Next-Generation Approach to KYC
Although crucial to the success and safety of customer onboarding, implementing and maintaining a successful KYC program can sometimes create an overwhelming administrative burden. Additionally, navigating manual verification methods is costly and prone to inaccuracy, creating greater risk of customer turnover and lost revenue.
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ResourceWhite paper: Rethinking Third-Party Cyber Risk Management
This guide will help you better understand the choices before you, no matter if your organization hasn’t even cracked the seal on third party cyber risk management.
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ResourceWhite paper: Digital Transformation & Cyber Risk: What You Need to Know to Stay Safe
CyberGRX and Ponemon Institute surveyed 581 IT security and 302 C-suite executives to determine what impact digital transformation is having on cybersecurity and how prepared organizations are to deal with that impact.
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ResourceWhite paper: BSA/AML Compliance: A Growing Consensus for Change
Serving a vital purpose for the U.S. financial system, the Bank Secrecy Act (BSA) protects its individual members from being used to finance illegal activity. But at 50 years old, its ability to achieve that purpose has not kept pace with an ever-evolving world, as the law remains largely unchanged ...
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ResourceLease Accounting Solution Transition (LAST) Planner
Did you rush to meet lease accounting requirements (ASC 842, IFRS 16) in time for the compliance deadline? You’re not alone.
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ResourceWhite paper: Reducing Cyber Risk for the Financial Service Industry
The financial services industry is a leading target for cyber criminals because there’s more than one way one way to profit from an attack.
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ResourceWhite paper: Advancing diversity and inclusion in the compliance world
Four in 10 compliance professionals have experienced discrimination in the workplace at some point during their career, according to a recent survey by the International Compliance Association.
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ResourceWhite paper: Managing compliance for a remote workforce
In 2020, companies are experiencing new dilemmas regarding compliance. With COVID-19, millions of workers have shifted from working in an office space — an employer-controlled environment — to working from home offices.
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ResourceSurvey Report: A blueprint for COVID-19: Getting back to the office
A recent survey from Compliance Week and Skillsoft of 180 compliance, risk, and audit professionals asked the question: “What’s your back-to-office plan, and does it work for you?”
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ResourceWhite paper: ASC 842 Lease Accounting Standard Handbook
Even though your deadline for complying may have moved out, it is time to start getting your organization ready to meet the new ASC 842 compliance standard for private organizations.
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ResourceWhite paper: Addressing the hidden cost of embedding open source software
The digital economy has created a need in the world of software development to find new ways of delivering innovative software solutions and software updates faster than ever before. Development teams are—understandably so—increasingly using open source software.
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ResourceSurvey Report: The benefits of centralizing and automating entity management
This report from Compliance Week and Diligent explores results from the recent survey, “Automated entity management greatly reduces compliance risk.”
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Resourcee-Book: Using immersive scenarios in your financial crime training
This free e-Book considers five questions that can help when designing immersive financial crime training scenarios for learners.
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Resourcee-Book: Machine learning will (eventually) help win the war against financial crime
This e-Book, from Compliance Week and Guidehouse Inc., explores how the adoption of machine learning in fighting financial crime will likely explode as technology solutions become more effective and efficient—driven by work-stream prioritization, product maturity, and refinement of implementation processes.
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ResourceWhite paper: 15 Critical Success Factors for Your Equipment Leasing Program
Equipment leasing, when managed effectively, can offer a number of strategic financial and competitive benefits to your business.
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Resourcee-Book: Financial services roadmap: Know Your Customer
Risk and compliance leaders in financial services should download this e-Book from CW and WorkFusion for better “Know Your Customer” oversight.
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ResourceSurvey Report: IIA Three Lines Model: Reading between the lines
This report has the results of a recent joint survey between Compliance Week and Workiva, which show companies could benefit from the IIA’s updated Three Lines Model—especially in light of the pandemic.
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Resourcee-Book: Government intensifies sanctions enforcement
The United Kingdom has become the second country behind the United States to issue guidance for companies in the maritime shipping industry helping them ferret out suspicious or illicit practices used by those hoping to evade sanctions.
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ResourceWhite paper: The Data Trinity: Governance, Security & Privacy
Creating policies for data handling and accountability and driving culture change so people understand how to properly work with data are two important components of a data governance initiative, as is the technology for proactively managing data assets.