All Resource articles – Page 5
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Resourcee-Book: Machine learning will (eventually) help win the war against financial crime
This e-Book, from Compliance Week and Guidehouse Inc., explores how the adoption of machine learning in fighting financial crime will likely explode as technology solutions become more effective and efficient—driven by work-stream prioritization, product maturity, and refinement of implementation processes.
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ResourceWhite paper: 15 Critical Success Factors for Your Equipment Leasing Program
Equipment leasing, when managed effectively, can offer a number of strategic financial and competitive benefits to your business.
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Resourcee-Book: Financial services roadmap: Know Your Customer
Risk and compliance leaders in financial services should download this e-Book from CW and WorkFusion for better “Know Your Customer” oversight.
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ResourceSurvey Report: IIA Three Lines Model: Reading between the lines
This report has the results of a recent joint survey between Compliance Week and Workiva, which show companies could benefit from the IIA’s updated Three Lines Model—especially in light of the pandemic.
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Resourcee-Book: Government intensifies sanctions enforcement
The United Kingdom has become the second country behind the United States to issue guidance for companies in the maritime shipping industry helping them ferret out suspicious or illicit practices used by those hoping to evade sanctions.
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ResourceWhite paper: The Data Trinity: Governance, Security & Privacy
Creating policies for data handling and accountability and driving culture change so people understand how to properly work with data are two important components of a data governance initiative, as is the technology for proactively managing data assets.
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ResourceWhite paper: Improve Compliance Team Efficiency by Automating AML Workloads
Compliance teams are under increasing pressure to reduce risk and drive financial crime out of their institutions with limited resources.
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ResourceWhite paper: Additional Tips for Success in Combatting Bribery and Corruption
On July 3, 2020, quietly and with little fanfare, the Criminal Division of the US Department of Justice (“DOJ”) and the Securities and Exchange Commission (“SEC”) released the 133-page Resource Guide to the US Foreign Corruption Practices Act, Second Edition (“the FCPA Resource Guide”).
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Resourcee-Book: Mind the Gap — Where Third-Party Risk Management Programs Fall Short
This e-Book from Compliance Week and Aravo reveals the results of the “2020 TPRM Benchmarking Survey.”
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Resourcee-Book: Companies still wrestle with data privacy regulation
This e-Book offers results from a recent Compliance Week and OpenText survey exploring why companies are still struggling with California Consumer Privacy Act compliance.
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ResourceWhite paper: Managing Sanctions Compliance in a Global Economy Part 2
Regardless of industry, companies have ample growth opportunities in today’s global economy—but with that growth comes an increasingly complex landscape of rules, regulations and compliance pitfalls.
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Resourcee-Book: Agile Lease Accounting During Uncertain Times
This e-Book from Visual Lease and Compliance Week reveals how the coronavirus pandemic has impacted corporate leases.
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ResourceWhite paper: AI-enabled real-time T&E audit analytics to drive compliance and reduce spends
Your company may be spending less on travel and entertainment expenses, but the risk of fraud and regulatory non-compliance is spiking. Without proper safeguards in place to manage T&E spend – a major operating expense – companies face costly consequences.
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Resourcee-Book: Excellence in Compliance Awards
This e-Book highlights the CW Excellence in Compliance Awards, which recognize the best and brightest in risk and compliance in 15 key categories and for such noteworthy topics as cyber-security, third-party risk management, anti-corruption, training, and more.
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Resourcee-Book: Artificial intelligence: Risks and benefits for compliance
Artificial Intelligence (AI) tools are being deployed in numerous areas by financial institutions and broker-dealer firms.
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Resourcee-Book: Data privacy back in the spotlight
With the California Consumer Privacy Act enforcement deadline finally upon us, data privacy concerns are once again a focus of U.S. corporations.
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ResourceWhite paper: 10 Essential Steps to NYDFS Compliance
The New York Department of Financial Services (NYDFS) Cybersecurity Regulation, also known as 23 NYCRR 500, consists of rigorous cybersecurity rules for covered financial institutions like credit unions, banks and insurance firms.
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ResourceWhite paper: Smart Content Governance - Unleash the Power of the Modern Cloud-based Office
Now more than ever, companies need strong data governance that can be applied across multiple repositories, apps, and devices, no matter where work gets done.
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ResourceWhite paper: DOJ 2020 Update: Evaluation of Corporate Compliance Programs
On June 1, 2020, the DOJ updated its Evaluation of Corporate Compliance Programs guidance document to reflect, as Assistant Attorney General Brian Benczkowski said, “additions based on our own experience and important feedback from the business and compliance communities.”
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ResourceWhite paper: Managing Sanctions Compliance in a Global Economy Part 3
In today’s global economy, opportunities for growth are often accompanied by an increasingly complex landscape of rules, regulations and compliance issues. Since compliance is now a component of everyday business operations, businesses must employ a strategic, holistic program with several key components, including customer risk profiling.