All Resource articles – Page 7
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ResourceWhite paper: Why So Serious? How Humor Can Boost Your Compliance Training
We can all agree that most check-the-box compliance training is less than exciting. Actually, most of it is the opposite of exciting; it’s beat-your-head-on-the-desk boring. Venture outside of the box and add a few laughs.
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ResourceWhite paper: Enforcement Actions: Monitoring Trends, Regulatory Complexity, and Best Practices for Risk Management
Learn how financial compliance, risk, and crime professionals can efficiently track and monitor the growing number of enforcement actions and current trends in Compliance.ai’s latest eBook.
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Resourcee-Book: Firms face mounting pressure from GDPR
More firms have been stymied by the General Data Protection Regulation.
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ResourceWhite paper: 5 Ways Your COI Process Is Creating Risk
How does your compliance campaign stack up? Does your compliance campaign monitor conflicts of interest?
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ResourceWhite paper: Six Steps to Complete Third-Party Risk Management
Ensuring compliance with third-party risk management (TPRM) regulatory and cyber security requirements means having the right combination of processes and controls in place, and that you can efficiently demonstrate these processes and controls to auditors.
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Resourcee-Book: Thwarting risk in your company's Supply Chain
This e-Book explores the need for effective risk management in the company supply chain.
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ResourceWhite paper: 6 Ways to Improve Audit Readiness
Even for the best-prepared accounting teams, the annual audit can be a time of immense anxiety and sometimes frustration. Between client and audit team miscommunication, haphazard PBC lists, fluctuating trial balances, and the simple fact that the in-house accounting team has already moved on to a new fiscal year, it’s ...
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ResourceWhite paper: File Sharing for Financial Services and Banking Industry
In this age of unprecedented growth in unstructured data, emerging global privacy regulations, and increased threat of cyberattacks, a heightened focus on data security is no longer optional.
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ResourceWhite paper: Sustainability Disclosure Goes Mainstream
Executives increasingly take stakeholder considerations into account when they make decisions, and directors have a fiduciary duty to understand the environmental and social impacts of the business and related implications to the company’s risk profile and strategy.
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ResourceWhite paper: Vendor Risk: Find It Before It Finds You
It is virtually impossible to move forward in business without vendor relationships, but having vendors also means having potential risk.
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Resourcee-Book: Special report: Maturing in your compliance technology journey
Our second annual special report on compliance and technology addresses the challenges and opportunities posed by the continuing evolution of the compliance function and the advanced tools that both power it and make it infinitely more complex.
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Resourcee-Book: Social media & electronic messaging: Know your risk
The blending of corporate culture with the proliferation of social media carries with it a heavy burden of risk.
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ResourceWhite paper: Artificial Intelligence & Human Analysis: A Collaborative Relationship
While many industries have become fixated with the potential of AI – including the field of corporate due diligence – asking if it will replace the human component may be the wrong question.
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ResourceWhite paper: A Guide to Financial Close Management
Learn how to undergo a digital transformation (in 3 easy steps) that will help you to optimize your financial close process.
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ResourceWhite paper: Eliminate Manual Madness to Simplify Your Financial Processes
Learn how to eliminate manual processes and mitigate risks within your month-end close.
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ResourceWhite paper: 12 Lessons from One Trillion Screens
Now that RDC has carried out one trillion screens they assure you, efficient compliance screening is possible.
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Resourcee-Book: Light at the end of the tunnel for lease accounting?
New deadlines for the lease accounting standard have given companies more time to overcome implementation and adoption challenges.
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ResourceWhite paper: Leveraging Microsoft Office 365 for Policies and Procedures Management
In today’s business climate, policy and procedure management is essential to stay in compliance and create a solid foundation that will enable organizations to communicate effectively, foster a sense of company cohesion, develop employee engagement, and reduce noncompliance.
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Resourcee-Book: Navigating the Hazardous World of Global Sanctions
The world of global sanctions compliance is only growing more complex, not simpler. This can’t-miss e-Book, produced by Compliance Week in collaboration with Refinitiv, will help compliance officers and corporate counsel navigate through these legal and regulatory complexities.
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ResourceWhite paper: The Case for a Comprehensive Equity Compensation Solution White Paper
Compensation structures continue to evolve, with new and added award types, a greater demand to tie pay to performance, more complex accounting, and more time being spent addressing participant questions and issues.