All Resource articles – Page 6
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Resourcee-Book: How to get the most out of your compliance training
Traditionally one of the more thankless jobs in compliance, training is evolving from a tedious (yet critical) requirement to an engaging, informative exercise that not only keeps your organization walking an ethical straight line, but—in some cases—actually helps identify strengths and weaknesses in your culture.
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e-Book: Regulators get tough on abuses, distribute sanctions
ExxonMobil’s recent victory in a sanctions case could inspire others to fight back against U.S.-imposed sanctions.
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White paper: Behavior Change Science & Compliance
Influencing behavior is an ongoing challenge in compliance. Much of human behavior is the playing-out of patterns of neuro-associative responses to stimuli in our environment that are repeated and, eventually, become habitual.
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White paper: Achieving Compliance with TPRM Regulatory and Framework Requirements
Measuring compliance against third-party risk management requirements is complex and time consuming; and with growing numbers of data breaches originating with third parties and all the regulatory activity that comes as a result, it never lets up.
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White paper: Why So Serious? How Humor Can Boost Your Compliance Training
We can all agree that most check-the-box compliance training is less than exciting. Actually, most of it is the opposite of exciting; it’s beat-your-head-on-the-desk boring. Venture outside of the box and add a few laughs.
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White paper: Enforcement Actions: Monitoring Trends, Regulatory Complexity, and Best Practices for Risk Management
Learn how financial compliance, risk, and crime professionals can efficiently track and monitor the growing number of enforcement actions and current trends in Compliance.ai’s latest eBook.
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e-Book: Firms face mounting pressure from GDPR
More firms have been stymied by the General Data Protection Regulation.
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White paper: 5 Ways Your COI Process Is Creating Risk
How does your compliance campaign stack up? Does your compliance campaign monitor conflicts of interest?
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White paper: Six Steps to Complete Third-Party Risk Management
Ensuring compliance with third-party risk management (TPRM) regulatory and cyber security requirements means having the right combination of processes and controls in place, and that you can efficiently demonstrate these processes and controls to auditors.
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e-Book: Thwarting risk in your company's Supply Chain
This e-Book explores the need for effective risk management in the company supply chain.
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White paper: 6 Ways to Improve Audit Readiness
Even for the best-prepared accounting teams, the annual audit can be a time of immense anxiety and sometimes frustration. Between client and audit team miscommunication, haphazard PBC lists, fluctuating trial balances, and the simple fact that the in-house accounting team has already moved on to a new fiscal year, it’s ...
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White paper: File Sharing for Financial Services and Banking Industry
In this age of unprecedented growth in unstructured data, emerging global privacy regulations, and increased threat of cyberattacks, a heightened focus on data security is no longer optional.
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White paper: Sustainability Disclosure Goes Mainstream
Executives increasingly take stakeholder considerations into account when they make decisions, and directors have a fiduciary duty to understand the environmental and social impacts of the business and related implications to the company’s risk profile and strategy.
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White paper: Vendor Risk: Find It Before It Finds You
It is virtually impossible to move forward in business without vendor relationships, but having vendors also means having potential risk.
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e-Book: Special report: Maturing in your compliance technology journey
Our second annual special report on compliance and technology addresses the challenges and opportunities posed by the continuing evolution of the compliance function and the advanced tools that both power it and make it infinitely more complex.
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e-Book: Social media & electronic messaging: Know your risk
The blending of corporate culture with the proliferation of social media carries with it a heavy burden of risk.
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White paper: Artificial Intelligence & Human Analysis: A Collaborative Relationship
While many industries have become fixated with the potential of AI – including the field of corporate due diligence – asking if it will replace the human component may be the wrong question.
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White paper: A Guide to Financial Close Management
Learn how to undergo a digital transformation (in 3 easy steps) that will help you to optimize your financial close process.
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White paper: Eliminate Manual Madness to Simplify Your Financial Processes
Learn how to eliminate manual processes and mitigate risks within your month-end close.
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White paper: 12 Lessons from One Trillion Screens
Now that RDC has carried out one trillion screens they assure you, efficient compliance screening is possible.
