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  • Resource

    Reducing risk in the Financial services industry

    2018-07-26T09:45:00Z Provided by

    Amid intensified regulatory scrutiny and enforcement in the financial services industry, on top of an astronomical rise in cyber-crimes, prudent financial, risk, and compliance professionals in the financial services industry will not want to miss this e-Book, sponsored by Thomson Reuters in collaboration with Compliance Week.

  • Resource

    Addressing the Human Element of Cybersecurity

    2018-07-25T14:30:00Z Provided by

    Who’s watching the machines? People. With many organizations using automation and artificial intelligence as their primary options for mitigating risks and protecting their businesses and customers, it’s increasingly important to have a better understanding of the people who are in the driver seat of those machines and controls.

  • Resource

    Navigating the Worldwide Web of Trade Sanctions Laws

    2018-07-12T15:00:00Z Provided by

    In this e-Book, produced by Compliance Week in partnership with Amber Road, companies will learn how to navigate the complex world of sanctions risk with an eye toward not just abiding by the law, but to helping inform better enterprise-wide business decision-making in the realms of product development, international expansion, ...

  • Resource

    Sentiment Index

    2018-07-12T13:45:00Z Provided by

    Dun Bradstreet 2018 Compliance and Procurement Sentiment Report.

  • Resource

    Institutional Bond ETF Guide: Markets on Demand

    2018-07-12T11:45:00Z Provided by BlackRock

    Many investors are discovering they can no longer rely exclusively on the old bond trading model to meet all their liquidity needs. Seismic regulatory shifts have reduced large banks’ balance sheets, constraining their ability to hold inventory and support market liquidity. As a result, it has become harder and more ...

  • Resource

    Third Party Risk: A Journey Toward Maturity

    2018-07-10T13:45:00Z Provided by

    What are third party risk management salaries, budgets, challenges and opportunities? Find out the answers to these questions and more in Third Party Risk: A Journey to Maturity, Results of the 2018 ‘Taking the Pulse of Third Party Risk Management’ Survey.

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    Resource

    Refocus your internal control lens on management review controls

    2018-06-26T11:15:00Z Provided by

    Will the upcoming 16-year anniversary of Sarbanes-Oxley be a cause for celebration or a continued reflection of hitches faced along the way? The ball is in your court.

  • Resource

    How technology is transforming the financial services industry

    2018-06-25T14:45:00Z Provided by

    Image: Technology is transforming the financial services industry in remarkable and significant ways. New intelligence is calling on audit leaders to embrace their new normal—that nothing is normal—and innovate with technology to face it. 

  • Resource

    Index Your Bonds: A guide to dispelling the myths

    2018-06-25T13:15:00Z Provided by BlackRock

    Image: Most investors are familiar with equity index investing, but less so with indexing in fixed income. As a result of this lack of understanding, a growing number of publications are questioning the validity of bond indexing.

  • Resource

    Beyond Liquidity: Optimizing Product Selection (Greenwich Associates Research)

    2018-06-15T14:00:00Z Provided by BlackRock

    Image: The number of financial products currently available to portfolio managers is impressive, with some of today’s instruments offering enhanced liquidity and eased access to the underlying markets.

  • Resource

    Global Supply Chain Risk Report

    2018-06-15T11:15:00Z Provided by

    Image: This Global Supply Chain Risk Report is a joint publication by Cranfield School of Management and Dun Bradstreet. Experts from Cranfield’s Centre for Logistics and Supply Chain Management have analysed Dun Bradstreet’s transaction and risk data to create this report, which investigates actual supply chain ...

  • Resource

    Is your company a hotbed of harassment? 3 Signs That Your Organization is Far from Harassment-Proof

    2018-06-15T09:00:00Z Provided by

    Is your company a hotbed of harassment? True Office Learning data shows that 34% of employees aren’t able to identify behaviors that create a hostile work environment. Here are 3 signs your organization needs anti-harassment training.

  • Resource

    On the fast track toward enhanced internal audit

    2018-06-14T15:45:00Z Provided by

    Image: Internal audit plans in 2018 give more consideration to corporate culture and the risks it might pose to the company’s success. This e-Book explores what changes these developments are creating for audit executives and steps to consider as you focus on a risk culture.

  • Resource

    Understanding OFAC: A Best Practices Compliance Guide for All Businesses

    2018-06-14T09:00:00Z Provided by

    Image: Download this white paper, Understanding OFAC: A Best Practices Compliance Guide for All Businesses, to learn how you can enhance your compliance programs and mitigate potential risks.

  • Resource

    New Greenwich Associates Study: Rising institutional ETF usage

    2018-06-06T09:00:00Z Provided by BlackRock

    Image: The institutions participating in the Greenwich Associates 2017 U.S. ETF Study are preparing their investment portfolios for the return of volatility and the shift to a rising interest rate environment. As part of those efforts, they’re increasing their use of ETFs and integrating the funds into more sophisticated ...

  • Resource

    Blockchain Technology and Its Potential Impact on the Audit and Assurance Profession

    2018-06-04T10:00:00Z Provided by

    Blockchain was first introduced as the core technology behind Bitcoin, the headline-grabbing decentralized digital currency ecosystem proposed in 2008. The appeal of blockchain technology lies in its use of peer-to-peer network technology combined with cryptography.

  • Resource

    Five Ways Your Conflict of Interest Process is Creating Risk

    2018-06-04T09:00:00Z Provided by

    An outdated or inefficient process for tracking and dealing with conflicts of interest can be a major contributor to the risk of noncompliance. However, the contributors to risk are not always clear. Outlined in this white paper are “5 Ways Your COI Process Creates Risk.

  • Resource

    Best Practices: Compliance Programs Now Require Microlearning

    2018-05-17T09:15:00Z Provided by

    Traditional long compliance training sessions, whether in-person or online, are no longer effective. Employees get bored, tune out and disengage – shorter attention spans demand shorter bursts of content. Utilizing microlearning methods in your training ensures that employees will engage with and retain your compliance communications.

  • Resource

    BlackRock’s updated outlook for the rest of 2018

    2018-05-16T10:15:00Z Provided by BlackRock

    Image: In the Q2 2018 Global Investment Outlook, BlackRock details the asset class preferences and highlights two key risks to the global expansion and risk assets: the potential for trade wars in the face of rising U.S. protectionism and a spike in real yields.

  • Resource

    Scoping out the future of lease accounting rules

    2018-05-15T12:00:00Z Provided by

    For public companies, new lease accounting standards take will affect in 2019, meaning the time to prepare is quickly running out. Achieving compliance may require major changes to systems and processes. Now is the time to act.