All Resource articles – Page 8
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White paper: Vendor Risk: Find It Before It Finds You
It is virtually impossible to move forward in business without vendor relationships, but having vendors also means having potential risk.
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e-Book: Special report: Maturing in your compliance technology journey
Our second annual special report on compliance and technology addresses the challenges and opportunities posed by the continuing evolution of the compliance function and the advanced tools that both power it and make it infinitely more complex.
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e-Book: Social media & electronic messaging: Know your risk
The blending of corporate culture with the proliferation of social media carries with it a heavy burden of risk.
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White paper: Artificial Intelligence & Human Analysis: A Collaborative Relationship
While many industries have become fixated with the potential of AI – including the field of corporate due diligence – asking if it will replace the human component may be the wrong question.
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White paper: A Guide to Financial Close Management
Learn how to undergo a digital transformation (in 3 easy steps) that will help you to optimize your financial close process.
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White paper: Eliminate Manual Madness to Simplify Your Financial Processes
Learn how to eliminate manual processes and mitigate risks within your month-end close.
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White paper: 12 Lessons from One Trillion Screens
Now that RDC has carried out one trillion screens they assure you, efficient compliance screening is possible.
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e-Book: Light at the end of the tunnel for lease accounting?
New deadlines for the lease accounting standard have given companies more time to overcome implementation and adoption challenges.
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White paper: Leveraging Microsoft Office 365 for Policies and Procedures Management
In today’s business climate, policy and procedure management is essential to stay in compliance and create a solid foundation that will enable organizations to communicate effectively, foster a sense of company cohesion, develop employee engagement, and reduce noncompliance.
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e-Book: Navigating the Hazardous World of Global Sanctions
The world of global sanctions compliance is only growing more complex, not simpler. This can’t-miss e-Book, produced by Compliance Week in collaboration with Refinitiv, will help compliance officers and corporate counsel navigate through these legal and regulatory complexities.
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White paper: The Case for a Comprehensive Equity Compensation Solution White Paper
Compensation structures continue to evolve, with new and added award types, a greater demand to tie pay to performance, more complex accounting, and more time being spent addressing participant questions and issues.
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e-Book: Meeting the expectations of the board
An organization is only as strong as its weakest link. As enterprises expand their international reach, the potential for uncovering fallible business associates multiplies.
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White paper: Sustainability and the board: What do directors need to know?
With growing investor attention to sustainability, there is often greater emphasis on the governance element (the “G”) of ESG (environmental, social, and governance) and the board’s fiduciary duty to oversee a company’s strategy, risk, and capital allocation.
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White paper: Committing to Data Privacy Compliance
California’s new data privacy law, The California Consumer Privacy Act of 2018 (CCPA), is ushering in a new era of consumer privacy protections in the U.S.
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White paper: Mitigate privacy risks and exploit valuable data
The new California Consumer Privacy Act (CCPA) takes effect on January 1, 2020. Ahead of this milestone – and with several States working on new data management regulations – many financial services organizations are concerned with the risks of non-compliance.
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White paper: Best practices for Audio Recording Supervision
Best practices for using AI & ML to enhance audio recording supervision programs.
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e-Book: FCPA: More Crumble Under Revised DOJ Policy
Violations of anti-corruption laws can have devasting consequences for any company across any industry, if not managed appropriately—including significant fines, reputational damage, and litigation that can span several years—all of which create disruption to business operations.
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White paper: Internal Controls Over Financial Reporting Considerations for Developing and Implementing Bots
Companies are rapidly digitalizing parts of their business through robotic process automation (RPA). RPA uses computer-coded, rules-based software robots (i.e., bots) to automate certain human tasks.
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White paper: Taming third-party risk with digital
Damaging headlines like this have grown steadily in recent years. Triggered by third parties – such as suppliers, joint-venture partners, and contractors – and exacerbated by longer, more complex supply chains, compliance failures are becoming commonplace. Especially as regulators extend their reach. Building a sustainable framework for third-party risk using ...
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White paper: Transform your Compliance and Ethics Training with Integrity
Your annual compliance and ethics training is the flagship communication to your global workforce; the effectiveness of your training has far reaching, significant impacts for your organization.