All Compliance Week articles in Web Issue – Page 1281
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Article
Gateway First Bank adds chief accounting officer
Gateway First Bank announced Allen Winmill has joined as chief accounting officer.
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Article
Lyft names general counsel
Ridesharing app Lyft disclosed in a regulatory filing the appointment of Lindsay Llewellyn as general counsel and secretary.
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Blockchain.com welcomes chief compliance officer
Cryptocurrency platform Blockchain.com announced the appointment of CJ Rinaldi as global chief compliance officer.
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ArticleVolkswagen not resting on laurels post-monitorship
Volkswagen CCO Kurt Michels shared how the company has intensified business partner due diligence in the wake of completing its three-year U.S. monitorship during a fireside chat at CW’s virtual Europe event.
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ArticleLawsuit: Ex-JPMorgan VP links firing to concerns raised about compliance program
A former compliance executive with JPMorgan Chase alleges she was fired after pointing out flaws in the bank’s compliance program and misrepresentations the bank made to regulators regarding a 2016 settlement of bribery allegations in the Asia Pacific region.
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ArticleWhat it takes to work in sanctions compliance
Sanctions compliance veteran Visar Jaha explores for the ICA what it takes to be a successful in ensuring compliance with sanctions regimes within a firm.
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ArticleFASB update improves discount rate guidance under leases standard
The Financial Accounting Standards Board issued an update to its leases standard regarding discount rate guidance for lessees that are not public business entities.
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ArticleSEC rewrites whistleblower record books during historic FY2021
The SEC announced more whistleblower awards to more recipients in fiscal year 2021 than all prior years combined, according to the agency’s annual report to Congress.
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Article
Kimball Electronics chief compliance officer to retire
Manufacturing solutions provider Kimball Electronics announced the retirement of John Kahle as vice president, general counsel, chief compliance officer, and secretary, effective Dec. 31. He will be succeeded by Douglas Hass.
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Article
Exterro adds general counsel
Legal GRC software provider Exterro announced the hiring of Jenny Hamilton as its new general counsel.
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ResourceWhite paper: Efficient Data Privacy Compliance Using eDiscovery Workflows
Subject rights requests can divert compliance and legal teams from delivering strategic value and safeguarding their organization from other sources of risk. In many organizations, DSAR/SRR processes are underdeveloped and the use of automation nascent, exacerbating time and resource challenges.
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ResourceNew Insights Found – Kroll’s ABC Benchmarking Report
Kroll analyzed global data from 200 senior risk professionals in January and August 2021 to gain insights into the current anti-bribery and corruption (ABC) landscape, measure how sentiment has changed and identify trends for the upcoming year. In our updated report we feature three new articles that reflect additional insights ...
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ArticleFRC report sets quality expectations for U.K. audit firms
The U.K. Financial Reporting Council published a blueprint for how it wants audit firms to perform to ensure they deliver high-quality audits.
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ArticleDutch authorities warn Rabobank of pending action for AML failures
Rabobank announced the Dutch Central Bank ordered it to “remedy deficiencies in its compliance with the Dutch Anti-Money Laundering and Anti-Terrorist Financing Act.”
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ArticleCWE panel: EU Whistleblowing Directive a test for company procedures
Multiple weak points identified with the upcoming EU Whistleblowing Directive could put the burden on companies to determine how to best implement the law, experts discussed during CW’s virtual Europe event.
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ArticleOSHA halts implementation of Biden vaccine policy
The Occupational Safety and Health Administration has suspended implementation and enforcement of its guidance ordering companies with more than 100 employees to develop a COVID-19 vaccine policy by Jan. 4.
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Article2021 TRACE Bribery Matrix: Post-Trump U.S. still outside top 20
A negative trend in the U.S. business bribery risk environment that began under the Trump administration has yet to reverse, according to TRACE International’s 2021 Bribery Risk Matrix.
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Article
ICA launches financial crime risk assessment tool
The International Compliance Association has launched an enterprise-wide risk assessment tool to help its members better assess, document, and manage financial crime risk.
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Article
Emory University names chief compliance officer
Emory University has named Kenya Faulkner as chief compliance officer following the retirement of Kris West in 2020.
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Article
SiriusPoint announces appointment of chief risk officer
Global specialty insurer and reinsurer SiriusPoint announced the appointment of Andreas Kull as chief risk officer, effective March 1, 2022.