All Chief Compliance Officer articles – Page 10
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News BriefCCO jailed 4 1/2 years for role in $50M Medicare fraud
The chief compliance officer of a defunct pharmacy holding company was sentenced to 4 1/2 years in prison after being found guilty of conspiracy to commit healthcare fraud and wire fraud earlier this year.
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FLA adds Admiral Money risk and compliance chief to board
The U.K.-based Finance & Leasing Association appointed Admiral Money’s Chief Risk and Compliance Officer Emma Powell to its board of directors.
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Performance Trust names general counsel, promotes CCO
Performance Trust Capital Partners announced the addition of Jenn Docherty as general counsel and promotion of Krissy Love to chief compliance officer.
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The Aspen Group announces chief legal and compliance officer
The Aspen Group, a healthcare provider, announced the appointment of Hyung Bak as chief legal and compliance officer.
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SEKO Logistics announces chief compliance officer
SEKO Logistics, a supply chain solutions provider, announced the promotion of Lila Landis to global chief compliance officer.
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Cox Enterprises names chief compliance and privacy officer
Cox Enterprises announced Amber Hall has been named its chief compliance and privacy officer.
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IDEOlogy Health appoints chief compliance officer
Medical education company IDEOlogy Health announced the appointment of Sandra Park as general counsel and chief compliance officer.
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News BriefSEC adopts rule requiring security-based swap execution facilities register, name CCO
The Securities and Exchange Commission approved new regulations for security-based swap execution facilities, part of the agency’s steady progress in implementing languishing rules from the Dodd-Frank Act.
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News BriefSEC charges president, CCO of Prophecy Asset Management with fraud
The president and chief compliance officer of investment adviser Prophecy Asset Management misled investors about more than $350 million in losses while pocketing millions in management and incentive fees, according to the Securities and Exchange Commission.
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Amarin names chief legal and compliance officer
Pharmaceuticals company Amarin Corp. announced the appointment of Jonathan Provoost as executive vice president, chief legal and compliance officer.
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PodcastDigital Transformation of Compliance podcast: Ryder CCO Pilar Caballero
In this episode of the Digital Transformation of Compliance podcast series, Pilar Caballero, chief compliance officer and chief privacy officer at Ryder, discusses her company’s process for vetting privacy concerns regarding use of new technologies.
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Teledyne promotes CCO to executive vice president
Digital imaging software provider Teledyne Technologies announced the promotion of Chief Compliance Officer Melanie Cibik to executive vice president.
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PremiumSEC’s Grewal: Being a compliance officer not a ‘get-out-of-jail’ card
Gurbir Grewal, head of the Enforcement Division at the Securities and Exchange Commission, outlined the scenarios in which the agency would charge a chief compliance officer for securities law violations.
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Creation Investments appoints chief compliance officer
Creation Investments Capital Management announced the appointment of Therese Stoch as chief operating officer and chief compliance officer.
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FSU appoints new chief compliance and ethics officer
Florida State University appointed Robert Large as its new chief compliance and ethics officer.
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Michigan governor promotes CCO to deputy chief of staff
Michigan Gov. Gretchen Whitmer promoted Maria Martinez from chief compliance officer to deputy chief of staff on her executive team.
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PodcastDigital Transformation of Compliance podcast: Stellantis CCO Darren Bradshaw
In this episode of the Digital Transformation of Compliance podcast series, Darren Bradshaw, chief audit and compliance officer at Stellantis, shares how the automaker has digitized and automated parts of its compliance function.
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AG Twin Brook Capital Income Fund names interim CCO
The board of AG Twin Brook Capital Income Fund, a Delaware-based statutory trust, appointed Jenny Neslin as interim chief compliance officer.
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PodcastDigital Transformation of Compliance podcast: FedEx CCO Justin Ross
In the debut episode of the Digital Transformation of Compliance podcast series, Justin Ross, chief compliance officer at FedEx, speaks to specific areas in which the shipping giant has digitized and automated parts of its compliance function.
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Two Ocean Trust appoints chief risk and compliance officer
Two Ocean Trust, a Wyoming-chartered trust company, announced the appointment of Albert Forkner as its new chief risk and compliance officer.