All Chief Compliance Officer articles – Page 3
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Melio appoints chief compliance officer
Melio, a B2B payments platform for small businesses, announced the appointment of Nicholas Passarelli as chief compliance officer.
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SouthState Corporation adds Publix GC, compliance chief to board
SouthState Corporation announced that Merriann Metz, general counsel, chief compliance officer, and corporate secretary for Publix Super Markets, was appointed to the board of directors of both the company and its bank subsidiary, SouthState Bank, N.A.
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Brex announces chief compliance officer
Brex, an artificial intelligence-powered spend platform, announced that Sibongile Ngako has joined the company as chief compliance officer.
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FalconPoint Partners names CFO, CCO
FalconPoint Partners announced the appointment of Vijay Maharaj as chief financial officer and chief compliance officer.
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PremiumCompensation survey finds average annual CCO pay jumped above $400K
A new compensation survey found base pay for chief compliance officers has risen 36 percent since 2021 to an average of more than $403,000.
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Crowell & Moring adds ContextLogic GC, compliance chief as partner
Crowell & Moring announced the appointment of Joanna Rosen Forster, who most recently served as general counsel and chief compliance officer for ContextLogic, as a partner in the litigation group in its San Francisco office.
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Deutsche Bank names compliance chief and anti-financial crime officer
Deutsche Bank’s supervisory board appointed Laura Padovani as chief compliance and anti-financial crime officer.
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Cetera Investment Services gets compliance chief
Cetera Financial Group announced that Gwen Weithaus has been named chief compliance officer for Cetera Investment Services.
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HGGC adds GC, CCO
Middle-market private equity firm HGGC announced it has named Rachel Stock as general counsel and chief compliance officer.
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Commonwealth Asset Management GC, CCO joins Crowell & Moring
Crowell & Moring announced that Christopher Mendez, former general counsel and chief compliance officer at Commonwealth Asset Management, has joined its financial services group as senior counsel.
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GT Independence announces compliance chief
Financial management services company GT Independence announced Megan Owen has stepped into the role of chief compliance officer.
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Black & Veatch appoints general counsel, compliance chief
Global sustainability and critical infrastructure provider Black & Veatch has appointed Steve Meck as general counsel and chief compliance officer.
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Azira names general counsel, chief compliance officer
Consumer behavior insights firm Azira announced the appointment of James Kuan as general counsel and chief compliance officer.
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DOCOMO PACIFIC promotes compliance chief to CEO
Telecommunications and entertainment services provider DOCOMO PACIFIC announced the promotion of Christine Baleto, its chief financial officer and chief security and compliance officer, to president and chief executive officer.
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PodcastPodcast: SEC Commissioner Hester Peirce on regulatory demands, CCO input
Compliance Week’s Aaron Nicodemus sat down for an exclusive chat with SEC Commissioner Hester Peirce covering the flood of new regulation emanating from the agency, stresses on compliance at smaller firms, CCO liability, and more.
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Cetera names chief compliance officer
Cetera Financial Group named Daniel Burkott as chief compliance officer of its tax channel, which includes Cetera Financial Specialists and Avantax.
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Ardent Health appoints chief compliance officer
Ardent Health announced the appointment of Jason Ehrlinspiel as chief compliance officer.
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Alliance Entertainment announces chief compliance officer
Alliance Entertainment Holding Corp. announced the appointment of Robert Black as chief compliance officer.
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Xcel Energy names legal, compliance chief
Utilities company Xcel Energy named Rob Berntsen as executive vice president and chief legal and compliance officer.
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Empower adds chief compliance officer
Retirement services provider Empower announced KC Waldron will join the company as chief compliance officer.