All Chief Compliance Officer articles – Page 5
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Geneva Financial welcomes chief compliance officer
Geneva Financial announced Jessie Ermel joined its leadership team as chief compliance officer.
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HKEX appoints group chief compliance officer
Hong Kong Exchanges and Clearing Limited announced the appointment of Lilian Cheng as group chief compliance officer.
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Amundi announces chief compliance officer
French asset management firm Amundi announced the appointment of Marc Noel as chief compliance officer.
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Moors and Cabot announces chief compliance officer
Investment wealth advisory firm Moors and Cabot announced the promotion of Katherine Kelliher to senior vice president, chief compliance officer.
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Borderless AI appoints ex-Visa, PayPal CCO to board
Payroll solution startup Borderless AI appointed Leonard Shen, the former chief compliance officer at Visa and PayPal, to its board of advisors.
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Financial Gravity names chief compliance officer
Financial services solutions provider Financial Gravity Companies welcomed Kaili Winters as chief compliance officer and strategy implementation lead.
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Binance.US names ex-New York Fed compliance chief to board
Cryptocurrency platform Binance.US announced the appointment of Martin Grant, former chief compliance and ethics officer at the Federal Reserve Bank of New York, to its board of directors for BAM Management US Holdings.
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Patriot National Bancorp names acting risk, compliance chief
Patriot National Bancorp disclosed Joshua Oliver will be acting chief risk and compliance officer upon the resignation of Judith Corprew.
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Valet Living names chief legal and compliance officer
Residential amenities provider Valet Living promoted Isorys Dilone to chief legal and compliance officer.
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Arizona College of Nursing appoints chief compliance officer
Arizona College of Nursing announced Dominick Muracco joined the organization as chief compliance officer and general counsel.
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PremiumJBS CECO on overcoming ‘fear, anxiety, and chaos’ of taking job post-FCPA settlements
Mike Koenig explained at Compliance Week’s 2024 National Conference how he helped rebuild JBS Foods’ compliance department following Foreign Corrupt Practices Act settlements with the Department of Justice and Securities and Exchange Commission.
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PremiumSEC commissioner bemoans lack of public dialogue, calls for CCO input
Hester Peirce of the Securities and Exchange Commission said the agency should form an advisory committee comprised of chief compliance officers as part of a wide-ranging critique of the agency’s efforts to engage with the public.
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PremiumCW2024 women’s brunch panel: Five steps from compliance to the board
So, you think it might be fun to sit on a board someday. Panelists shared misconceptions to unlearn, factors to consider, and preparatory steps to take before rehearsing one’s board pitch during the women’s brunch held at Compliance Week’s 2024 National Conference.
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Gatewood Capital Partners names CCO to investment committee
Private equity firm Gatewood Capital Partners announced Andrew Coren, chief financial officer and chief compliance officer, was appointed to its investment committee.
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Gamida Cell chief compliance officer to depart
Cell therapy company Gamida Cell announced General Counsel and Chief Compliance Officer Josh Patterson will depart the company.
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Kindbody adds first chief compliance officer
Fertility clinic network Kindbody announced the appointment of Tim Springer as its first chief compliance officer.
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Carl Marks Securities announces chief compliance officer
Broker-dealer Carl Marks Securities announced the appointment of Jon Roberts as chief compliance officer.
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Fortifi welcomes general counsel, chief compliance officer
Fortifi Food Processing Solutions appointed Robert Gibson as general counsel, chief compliance officer, and environmental health and safety lead.
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University of Washington restructures offices under CCO
The University of Washington promoted Jane Yung, who served as executive compliance and risk officer, to vice president and chief compliance and risk officer.
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ATI names general counsel, chief compliance officer
ATI, a producer of materials and solutions for the global aerospace and defense markets, named Vaishali Bhatia as senior vice president, general counsel and chief compliance officer.