All Chief Compliance Officer articles – Page 4
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EventGina Nese stays ahead of the curve as CCO of the Year
Gina Nese, head of compliance and privacy at Align Technology, jumps at the chance to share new ideas and ways to innovate, including regarding emerging technologies like AI. Her work earned her recognition as CCO of the Year at the 2024 Excellence in Compliance Awards.
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News BriefFCC fines Lingo Telecom $2M after CCO warned about fake Biden robocalls
The Federal Communications Commission proposed a $2 million fine against Lingo Telecom for facilitating robocalls that used artificial intelligence to fake President Joe Biden’s voice after the company’s chief compliance officer was warned in February.
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OpinionFDIC culture scandal begs question: Why don’t regs have CCOs?
Regulators and government agencies often speak to the value of empowered corporate compliance programs to advancing their mission. Why not practice what they preach by empowering compliance among their own ranks?
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Blog
MetroHealth appoints chief ethics, risk, and compliance officer
Healthcare system MetroHealth named Christopher Briddell as senior vice president and chief ethics, risk, and compliance officer.
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News BriefLawsuit: Ex-Panoramic Health assistant GC alleges retaliation linked to CCO supervisor
The former assistant general counsel at Panoramic Health is suing her former employer alleging wrongful termination after flagging safe harbor violations of the Anti-Kickback Statue.
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Blog
Sculptor Capital names chief compliance officer
The board of directors of Sculptor Capital Management appointed Colleen Kilfoyle to serve as chief compliance officer.
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Blog
Rithm Capital recruits ex-Sculptor Capital CCO as legal chief
Investment management company Rithm Capital announced David Zeiden was appointed chief legal officer.
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Blog
Crypto insurer Meanwhile transitions CCO to senior adviser
Meanwhile, a Bitcoin life insurance company, announced Chief Risk and Compliance Officer Annie Tay will transition to senior adviser.
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Blog
BHI appoints chief risk and compliance officer
BHI, the U.S. division of Israel-based Bank Hapoalim, appointed Nisan Blum as chief risk and compliance officer.
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Optima Partners welcomes ex-RBC CCO as chief operating officer
Business management consultant Optima Partners announced the appointment of Michael Timotheou, former chief compliance officer at RBC Global Asset Management UK, as president and chief operating officer.
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OpinionFive reasons I’m excited for CW’s Financial Crimes Summit
Compliance Week’s Financial Crimes and Regulatory Compliance Summit will feature more than 50 prominent speakers representing government agencies, regulators, banks, investment advisers, and more tackling the top-of-mind risk areas facing the financial services industry.
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Blog
Plooto names chief compliance officer
Plooto, a payment automation solution for small-to-midsize businesses, welcomed Christopher Wassenaar as chief compliance officer.
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BlackRock TCP Capital appoints compliance chief
Specialty finance company BlackRock TCP Capital announced the appointment of Ariel Hazzard as chief compliance officer.
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Riley Exploration Permian names chief compliance officer
Oil and natural gas company Riley Exploration Permian announced Corey Riley, formerly the company’s executive vice president - business intelligence, became its chief information officer and chief compliance officer.
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ClearSign Technologies appoints 1102 Partners CCO to board
ClearSign Technologies Corp., a developer of emission-control technology, announced David Maley, chief investment officer and chief compliance officer of family office 1102 Partners, was appointed to its board of directors.
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Karnataka Bank appoints chief compliance officer
India-based Karnataka Bank announced the appointment of Vinaya Bhat P.J. as chief compliance officer.
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Blog
Aspira Women’s Health general counsel, CCO to resign
Biotechnology company Aspira Women’s Health announced Minh Merchant will resign as general counsel, chief compliance officer, and corporate secretary.
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Black Hills general counsel, CCO to retire
Natural gas distribution company Black Hills Corp. announced Brian Iverson will retire as its senior vice president, general counsel and chief compliance officer.
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SageSpring Wealth Partners names chief compliance officer
Investment adviser SageSpring Wealth Partners named Brad Clayton as its new chief compliance officer.
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PremiumCCO liability: How to protect your compliance career
Despite significant issues outside the control of most chief compliance officers, some regulators have signaled more individual liability cases are to be expected. Will accepting the wrong job, in hindsight, make it your last?