All Chief Compliance Officer articles – Page 7
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MSG Entertainment to add Bumble CCO as general counsel
Madison Square Garden Entertainment and Sphere Entertainment announced Laura Franco was named executive vice president and general counsel for both companies.
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Clear Channel adds Legion Partners compliance chief to board
Out-of-home advertising company Clear Channel Outdoor Holdings announced the appointment of Ted White, co-founder and chief compliance officer of Legion Partners Asset Management, to its board of directors.
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Neiman Marcus ups CCO to chief legal officer
Luxury retailer Neiman Marcus Group announced the appointment of Chief Compliance Officer Tom Mattei as chief legal officer and corporate secretary.
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Oliver Wyman adds ex-BNY Mellon CECO as partner
Global management consultancy Oliver Wyman announced Emma Bredin, the former chief compliance and ethics officer at BNY Mellon, will join the firm as a partner in its finance and risk practice and become head of the regulatory compliance practice for the Americas.
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Cavco appoints chief compliance officer, general counsel
Manufactured homes company Cavco Industries announced Seth Schuknecht was appointed executive vice president, general counsel, corporate secretary, and chief compliance officer.
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Vitro Biopharma adds Crown Resorts legal, compliance chief to board
Biotechnology company Vitro Biopharma announced the appointment of Anthony Pearl, the chief legal and compliance officer of Australian gaming and entertainment group Crown Resorts, as an independent director to its board.
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USTelecom elects Windstream CCO to board
Trade group United States Telecom Association announced the election of Kristi Moody, executive vice president, general counsel and chief compliance officer for communications company Windstream Holdings, to its board of directors.
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Mountain Commerce Bank adds risk chief to CCO’s title
Mountain Commerce Bank announced Amy Cantrell, who joined as senior vice president and chief compliance officer, will also serve as chief risk officer.
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Saxo Bank appoints chief risk, compliance officer
Denmark-based Saxo Bank announced the appointment of John Carmichael as chief risk and compliance officer.
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Surge Ventures adds Farmers Financial Solutions’ CCO to advisory board
Surge Ventures, a software-as-a-service venture studio, added Farmers Financial Solutions’ Chief Compliance Officer Ann Robinson to its advisory board.
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KP Aviation CEO shifts to chief compliance officer role
Aftermarket aerospace material and services provider KP Aviation announced Kim Schulze, the co-founder and current chief executive officer, will transition to the newly created role of principal and chief compliance officer.
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Eos Energy appoints chief compliance officer
Battery manufacturer Eos Energy Enterprises announced the appointment of Michael Willis Silberman to serve as the company’s general counsel, chief compliance officer, and corporate secretary.
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Kensington Asset Management appoints compliance chief
Kensington Asset Management welcomed Steven Chang as its new chief compliance officer.
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American Coastal Insurance announces compliance, risk chief
American Coastal Insurance Corp. promoted J. Andy Gray to the newly created position of chief compliance and risk officer.
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Ardent Mills adds general counsel, chief compliance officer
Flour supplier Ardent Mills announced Kate Kimball as general counsel, corporate secretary, and chief compliance officer.
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PRA Group to add CCO from TransUnion
PRA Group, an acquirer and collector of nonperforming loans, announced the appointment of Keith Warren as chief risk and compliance officer.
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Tris Pharma appoints chief compliance officer
Tris Pharma announced the appointment of Franchesca Fowler as chief compliance officer and vice president, general counsel.
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News BriefNYDFS: Banks must vet execs, including CCOs, ‘not just upon hiring’
The New York State Department of Financial Services released final guidance on how banks and non-depository financial institutions should vet executives, including chief compliance officers, before and during their employment.
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Overland Advantage adds Centerbridge CCO to leadership team
Business development company Overland Advantage announced the appointment of Elizabeth Uhl, chief compliance officer of Centerbridge Partners, to its leadership team.
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Target chief legal and compliance officer to retire
Retail giant Target Corp. announced the upcoming retirement of Chief Legal and Compliance Officer Don Liu.