All Chief Compliance Officer articles – Page 33
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Daimler appoints chief compliance officer
German automotive corporation Daimler announced the appointment of Dr. Wolfgang Bartels as chief compliance officer. Dr. Bartels takes over for Olaf Schick, who is to become the CFO of Daimler Greater China.
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Axogen names new chief compliance officer
Axogen, a developer of surgical solutions, announced the appointment of Brad Ottinger as general counsel and chief compliance officer to replace the retiring Greg Freitag.
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ArticleRevised DOJ compliance guidance highlights risk, training, more
The Department of Justice posted new revisions to its “Evaluation of Corporate Compliance Programs” guidance, directing prosecutors to ask whether compliance is “adequately resourced and empowered to function” effectively, among other changes.
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Paine Schwartz names chief compliance officer
Paine Schwartz Partners, a leader in sustainable food chain investing, announced Renata Malavazzi has joined the firm as general counsel and chief compliance officer.
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ArticleBoeing appoints chief compliance officer
Aerospace giant Boeing recently appointed Uma Amuluru as vice president and chief compliance officer following the combining of its compliance and legal functions.
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Wedbush welcomes chief compliance officer
Financial services and investment firm Wedbush Securities announced the appointment of Michael McMaster as senior vice president and chief compliance officer.
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ArticleEmbattled Wirecard appoints new CCO
Under investigation for suspected market manipulation, Wirecard has named James Freis as its new chief compliance officer amid several organizational changes.
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Texas State adds first chief compliance officer
Texas State University announced the appointment of Bobby Mason to the newly created position of assistant vice president for institutional compliance and chief compliance officer following a national search.
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ArticlePreparing for post-pandemic turbulence, Boeing combines legal, compliance
Boeing announced several leadership and organizational changes, to take effect May 1, as the airline industry braces for post-pandemic turbulence.
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Harvest Partners hires CCO, general counsel
Harvest Partners, a New York-based private equity investment firm, announced the addition of Jamie Toothman as general counsel and chief compliance officer.
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ArticleHow Highmark Health uses AI to root out fraud, waste, and abuse
Highmark Health’s chief compliance officer shares how the organization has realized hundreds of millions of dollars in savings through its use of artificial intelligence in rooting out fraud, waste, and abuse.
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Comcast appoints new chief compliance officer
Global media and technology company Comcast announced it has hired Candy Lawson as senior vice president, chief compliance officer, and senior deputy general counsel.
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EventAmb. Power, Carnival CECO Anderson to headline CW Virtual Conference
Conversations with former U.S. ambassador to the United Nations Samantha Power and Carnival Corporation Chief Ethics and Compliance Officer Peter Anderson will headline Compliance Week’s first-ever Virtual Conference from May 18-19.
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Beacon Healthcare Systems tabs chief compliance officer
Beacon Healthcare Systems announced the appointment of John Tanner as its chief compliance officer.
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EventIntroducing finalists for Compliance Week’s ‘CCO of the Year’
Day 2 of Compliance Week’s rollout of the Excellence in Compliance Awards finalists features the short lists for 4 categories, including the prestigious Chief Compliance Officer of the Year.
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ArticleSEC charges chief compliance officer in trading scheme
The SEC has filed a complaint against four individuals, including a former chief compliance officer, for conducting a fraudulent unauthorized trading scheme through retail customer accounts at their Commission-registered brokerage firm.
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ArticleCoronavirus will raise profile of compliance moving forward
The status of compliance practitioners has grown over the past decade, buoyed by changes in the regulatory space as well as record penalties for transgressions. It will become even more important in the wake of the coronavirus pandemic.
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Harley-Davidson names chief compliance officer
Motorcycle manufacturer Harley-Davidson announced the promotion of Paul Krause to chief legal and compliance officer in a recent regulatory filing.
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Sempra Energy compliance chief resigns
Sempra Energy announced the resignation of President and Chief Legal Officer George Bilicic with “good reason.” Bilicic was also the company’s chief compliance officer.
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Global Data Consortium lauds rarity of compliance hire
ID verification firm Global Data Consortium announced the hiring of James Philip as chief compliance officer in a move it described as “not yet common practice in our industry.”