All Chief Compliance Officer articles – Page 34
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Tricida adds chief compliance officer
Pharmaceutical firm Tricida announced the hiring of Robert McKague as executive vice president, general counsel and chief compliance officer.
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IntSights adds veteran CCO
Threat intelligence firm IntSights announced Chris Strand has joined its executive team as chief compliance officer to continue building out the company’s cyber-compliance initiative.
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Xcel Energy names new compliance, risk chief amid shuffle
Electric services firm Xcel Energy named Karen Hyde senior vice president, chief risk, audit and compliance officer amid a series of recent changes in leadership.
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Trevena tabs chief legal and compliance officer
Biopharmaceutical company Trevena announced the appointment of Scott Applebaum as chief legal and compliance officer and senior vice president of regulatory affairs.
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ArticleCCO Q&A: Managing compliance in the FinTech space
Compliance Week discusses with Shannon Duncan, CCO and director of operations at registered investment adviser Blooom, the many unique challenges of doing compliance in the complex, ever-evolving FinTech space.
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Versant Health appoints chief compliance officer
Versant Health, a national managed eye health and vision plan company, has appointed Lula Richards as its new chief compliance officer.
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ArticleTreasury lists ‘compliance weaknesses’ as U.S. finance vulnerability
A new report published by the Department of the Treasury cites compliance weaknesses among the most significant illicit finance threats and vulnerabilities facing the U.S. financial system.
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CAN Capital appoints general counsel, CCO
Financial services firm CAN Capital announced the appointment of Edward Dietz as chief compliance officer and general counsel.
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Archax adds chief compliance officer
London-based digital securities exchange Archax announced it has appointed Alex Royle as its chief compliance officer.
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Allianz promotes new compliance chief
Allianz Holdings has appointed Margo Young as chief compliance officer. Young replaces Ann Alexander, who recently retired from the business.
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Sprout Mortgage appoints general counsel, CCO
Sprout Mortgage announced Gregory Walker has joined the company as chief compliance officer and general counsel. Walker takes over the position from Shannon Leight, who becomes chief compliance officer and general counsel for Sprout Lending.
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LendingUSA adds general counsel, CCO
FinTech firm LendingUSA announced the hire of Andrew Cosgrove as its new general counsel and chief compliance officer.
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Gemini tabs CCO for European expansion
Gemini Europe, the U.K. and European affiliate of cryptocurrency exchange Gemini Trust Company, announced the appointment of Blair Halliday as chief compliance officer and money laundering reporting officer.
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Neuronetics appoints CCO, general counsel
Medical technology firm Neuronetics announced the addition of Andrew Macan as senior vice president, general counsel, chief compliance officer and corporate secretary.
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B. Riley Wealth Management tabs general counsel, CCO
B. Riley Wealth Management, a subsidiary of B. Riley Financial, announced the appointment of Michael Markunas as general counsel and chief compliance officer.
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Arvest Bank appoints chief compliance officer
Arvest Bank announced the promotion of Renee Huffaker to chief compliance officer. She assumes the role from Cara James, who was previously promoted to chief risk officer.
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ArticleFTC strengthens orders in data security cases
Chief compliance officers seeking more guidance from the Federal Trade Commission on how the agency has improved its orders in data security cases will find helpful a recent blog post by Andrew Smith, director of the Bureau of Consumer Protection.
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BitPay adds new legal, compliance head
Global blockchain payments provider BitPay announced Eden Doniger has joined the company as general counsel and chief compliance officer.
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Signant Health appoints chief compliance officer
Pharmaceutical technology firm Signant Health announced the appointment of Paul Drake as chief compliance and security officer.
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HAP tabs chief compliance officer
Health Alliance Plan, a Michigan-based nonprofit health plan, named Pamela Cleveland chief compliance officer.