All Chief Compliance Officer articles – Page 37
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KEPRO appoints general counsel and chief compliance officer
KEPRO, a diversified healthcare information company, has appointed Melissa Leigh to the newly created role of general counsel and chief compliance officer. In this role, Leigh will lead KEPRO’s in-house legal, compliance, and risk management functions.
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Churchill Mortgage appoints chief compliance officer
Churchill Mortgage, a privately owned company that provides residential mortgages, has named Liliana Nigrelli as chief compliance officer.
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Conduent names chief compliance officer
Conduent, a business services technology company, has appointed Brian Clayton as chief compliance officer.
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TRON hires its first head of compliance
David Labhart, a former supervisory attorney with the U.S. Securities and Exchange Commission, has joined TRON as the blockchain network's first head of compliance to help navigate its interaction with regulatory agencies and other financial authorities around the world.
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GPB Capital appoints chief compliance officer
GPB Capital Holdings has appointed Michael Cohn, who was formerly with the Asset Management Unit of the SEC’s Enforcement Division, as managing director and chief compliance officer.
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Vanderbilt Financial Group names new chief compliance officer
Investment firm Vanderbilt Financial Group announced the promotion of Steve Howe to the position of chief compliance officer.
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Boston Mutual appoints chief compliance, privacy, and AML officer
Boston Mutual Life Insurance Company, a national insurance carrier, has appointed Christine Williams as second vice president - chief compliance, privacy, and anti-money laundering officer.
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Former BHP chief compliance officer rejoins Mayer Brown
Audrey Harris, former chief compliance officer for global resources company BHP, has rejoined law firm Mayer Brown in Washington D.C. as a partner and co-leader of its global Anti-Corruption and FCPA practice.
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Celsius Network names chief compliance officer
Celsius Network, a blockchain-based Fintech startup, has named Ann LaCarrubba as general counsel and chief compliance officer.
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Artivest appoints chief compliance officer
Artivest, a provider of premier alternative funds and technology solutions, has named Kamal Jafarnia as general counsel and chief compliance officer.
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Generex appoints chief compliance officer
Title: Generex appoints a CCOGenerex Biotechnology, a biopharmaceutical company, has named Anthony Crisci as general manager, chief compliance officer, and corporate counsel for all of NuGenerex’s distribution efforts.
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OppLoans names chief compliance officer
Online lender OppLoans has appointed Stacee Hasenbalg to the role of chief compliance officer.
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OppLoans names chief compliance officer
Online lender, OppLoans has appointed Stacee Hasenbalg to the role of chief compliance officer.
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Crawford Lake Capital Management names chief compliance officer
Crawford Lake Capital Management, an investment management firm, has appointed Dov Lando to the newly created role of general counsel and chief compliance officer.
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Granite appoints chief compliance officer
Granite has named M. Craig Hall as senior vice president, general counsel, corporate compliance officer, and secretary. He succeeds Richard Watts, who was recently appointed senior vice president and group manager for Granite’s Water and Mineral Services Group
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Panasonic Avionics names chief compliance officer
Four months after resolving Foreign Corrupt Practices Act charges, Panasonic Avionics has appointed a new chief compliance officer.
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Coinbase names chief compliance officer
Coinbase, a digital currency exchange, has appointed Jeff Horowitz as chief compliance officer.
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Assurant appoints chief compliance officer
Assurant, a global provider of risk management solutions, has appointed John Pawloski as chief compliance officer. He succeeds Doris Vigo, who will remain with Assurant until her retirement at the end of 201
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Danske Bank appoints chief compliance officer
Danske Bank announced the appointment of Philippe Vollot as chief compliance officer and as a new member of the executive board. Vollot takes up his position no later than Dec. 1, 2018.
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Tether appoints chief compliance officer
Tether Limited, a provider of tokenized traditional government-backed currencies, has appointed Leonardo Real, former AML Quality Control Manager at the Bank of Montreal, as chief compliance officer.