All Chief Compliance Officer articles – Page 29
-
Article
Grant Thornton adds risk to chief compliance officer’s title
Grant Thornton appointed Beatrix Bernauer to serve as the firm’s first chief risk officer, in addition to her current role as chief compliance officer.
-
ArticleHSBC promotes group compliance chief to executive role
HSBC announced the promotion of Group Chief Compliance Officer Colin Bell to CEO of HSBC Europe and HSBC Bank amid a flurry of senior management changes.
-
Article
Standard Insurance Company appoints compliance officer
Standard Insurance Company has promoted Camille Tourje to second vice president, compliance officer.
-
Article
BestEx Research Group names chief compliance officer
BestEx Research Group announced the appointment of Richard Chase as chief compliance officer of subsidiary BestEx Research Securities.
-
Article
Arcutis Biotherapeutics appoints chief compliance officer
Arcutis Biotherapeutics, a biopharmaceutical company, has appointed Courtney Barton as chief compliance officer and chief of staff. Barton will also serve as chief privacy officer.
-
ArticleCoinbase names new chief compliance officer
Coinbase, a digital currency exchange, has named Melissa Strait as its new chief compliance officer.
-
Article
DraftKings appoints chief compliance officer
DraftKings has appointed Jennifer Aguiar as its new chief compliance officer. She assumes this role from Tim Dent, who will become senior vice president, regulatory operations before transitioning to a consultant role later this year.
-
ArticleNational Holdings nears settlement with former chief compliance officer
National Holdings has reached a proposed settlement in a lawsuit filed by a former chief compliance officer who alleged she was fired for investigating insider trading by the brokerage firm’s executives, although the firm denies the allegations.
-
ArticleJames Freis did the right thing at Wirecard … but why didn’t anyone else?
At the end of the sorry Wirecard saga, James Freis may be one of the very few former senior employees who can hold his head high, writes Martin Woods.
-
ArticleQ&A: Global Widget CCO says CBD industry at regulatory ‘tipping point’
Global Widget Chief Compliance and Legal Officer Margaret Richardson talks with Compliance Week about how the company’s focus on federal and state compliance lends to leading the way in the currently unregulated cannabidiol industry.
-
Article
PepsiCo promotes compliance and ethics chief to general counsel
Food and beverage giant PepsiCo announced David Flavell has been appointed EVP, general counsel and corporate secretary.
-
Article
Sallie Mae names chief risk and compliance officer
Education loan provider Sallie Mae announced the appointment of Kerri Palmer as chief risk and compliance officer. Palmer joins Sallie Mae from Capital One, where she served as senior vice president of risk management.
-
Article
Sinclair hires first chief compliance officer
Media conglomerate Sinclair Broadcast Group announced the hiring of Jeffrey Lewis as its first chief compliance officer.
-
Article
Cherry Creek Mortgage tabs chief compliance officer
Cherry Creek Mortgage announced Tara Healy has been promoted to chief compliance officer. Healy had been vice president of compliance.
-
ArticleFacebook names Henry Moniz as first-ever chief compliance officer
Facebook has hired Henry Moniz, executive vice president and chief compliance officer at ViacomCBS, to be the social media giant’s first-ever CCO.
-
ArticleTransparency International index: Pandemic tests anti-corruption efforts
Corrupt activity bolstered by the coronavirus pandemic features heavily in the findings of Transparency International’s 2020 Corruption Perceptions Index, with even some of the highest-scoring countries having their share of challenges.
-
ArticleDisney appoints Alicia Schwarz as new chief compliance officer
The Walt Disney Company has promoted Alicia Schwarz to senior vice president and chief compliance officer.
-
ArticleCyber-Risk Summit: Compliance should view cyber-security through prism of risk
What’s most important for compliance officers is to understand the risks breaches and hacks pose to their organizations, not the technical manner of how those breaches occur, according to an expert panel at CW’s virtual Cyber-Risk & Data Privacy Summit.
-
ArticleBitGo adds compliance chief from competitor Coinbase
Digital asset platform BitGo announced the appointment of Jeff Horowitz as chief compliance officer. Horowitz joins BitGo from fellow cryptocurrency firm Coinbase, where he served as CCO for 2 1/2 years.
-
Article
INX Limited adds chief compliance officer
INX Limited, a blockchain-based platform for trading digital securities and cryptocurrencies in accordance with U.S. and EU regulations, announced the appointment of Jon Rios as chief compliance officer.